Vivaldi Capital Management’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q4
Sell
-15,842
Closed -$172K 346
2020
Q3
$172K Sell
15,842
-9,158
-37% -$99.4K 0.04% 257
2020
Q2
$265K Buy
+25,000
New +$265K 0.06% 209