Vivaldi Capital Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Vivaldi Capital Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-5,130	Closed	-$254K	–	80
2026 Q1	$254K	Hold	5,130	–	–	0.04%	244
2025 Q4	$231K	Hold	5,130	–	–	0.03%	252
2025 Q3	$233K	Hold	5,130	–	–	0.03%	254
2025 Q2	$217K	Hold	5,130	–	–	0.03%	269
2025 Q1	$210K	Buy	+5,130	New	+$203K	0.03%	256

Other funds holding FXU

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.55B AUM 24.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Vivaldi Capital Management's FXU Position: Q2 2026 in Review

Vivaldi Capital Management sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q2 2026, closing a stake of 5,130 shares — an estimated $254K sold.

Vivaldi Capital Management first reported a position in FXU in Q1 2025 and held it in 5 quarters. The position peaked at $254K in Q1 2026. 198 funds tracked by Wall St. Rank hold FXU as of Q2 2026.

Vivaldi Capital Management reported no remaining First Trust Utilities AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
Vivaldi Capital Management sold 5,130 First Trust Utilities AlphaDEX Fund shares in Q2 2026, an estimated $254K.
Vivaldi Capital Management first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2025 and held it in 5 quarters.
Vivaldi Capital Management's First Trust Utilities AlphaDEX Fund position peaked at $254K in Q1 2026.
198 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q2 2026.

Based on Vivaldi Capital Management's 13F filing for Q2 2026.