Vivaldi Capital Management’s FT Vest US Equity Buffer ETF December FDEC Stock Holding History

Vivaldi Capital Management’s Portfolio FDEC Stock Details FDEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-10,398	Closed	-$348K	–	218
2021 Q3	$348K	Hold	10,398	–	–	0.08%	161
2021 Q2	$350K	Hold	10,398	–	–	0.07%	169
2021 Q1	$339K	Buy	+10,398	New	+$324K	0.07%	178

Other funds holding FDEC

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Mutual Advisors Omaha, Nebraska $4.67B AUM 17.48% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

KWS

Keystone Wealth Services Palm Desert, California $468M AUM 22.94% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

TRUADVICE Sarasota, Florida $255M AUM 14.45% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $1.72B AUM 19.92% 1-Year Est. Return

Vivaldi Capital Management's FDEC Position: Q4 2021 in Review

Vivaldi Capital Management sold out of FT Vest US Equity Buffer ETF December (FDEC) in Q4 2021, closing a stake of 10,398 shares — an estimated $348K sold.

Vivaldi Capital Management first reported a position in FDEC in Q1 2021 and held it in 3 quarters. The position peaked at $350K in Q2 2021. 39 funds tracked by Wall St. Rank hold FDEC as of Q4 2021.

Vivaldi Capital Management reported no remaining FT Vest US Equity Buffer ETF December position as of Q4 2021 after selling out during the quarter.
Vivaldi Capital Management sold 10,398 FT Vest US Equity Buffer ETF December shares in Q4 2021, an estimated $348K.
Vivaldi Capital Management first reported a position in FT Vest US Equity Buffer ETF December in Q1 2021 and held it in 3 quarters.
Vivaldi Capital Management's FT Vest US Equity Buffer ETF December position peaked at $350K in Q2 2021.
39 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF December as of Q4 2021.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.