Vivaldi Capital Management’s FT Vest US Equity Buffer ETF December FDEC Stock Holding History

Vivaldi Capital Management’s Portfolio FDEC Stock Details FDEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-10,398	Closed	-$348K	–	218
2021 Q3	$348K	Hold	10,398	–	–	0.08%	161
2021 Q2	$350K	Hold	10,398	–	–	0.07%	169
2021 Q1	$339K	Buy	+10,398	New	+$324K	0.07%	178

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Commonwealth Equity Services

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Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Keystone Wealth Services Palm Desert, California $468M AUM 22.94% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

TRUADVICE Sarasota, Florida $255M AUM 14.45% 1-Year Est. Return

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $1.72B AUM 19.92% 1-Year Est. Return