VCM
AUSM

Vivaldi Capital Management’s Allspring Ultra Short Municipal ETF AUSM Stock Holding History

Vivaldi Capital Management’s Portfolio AUSM Stock Details AUSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-15,040
Closed -$377K – 287
2026
Q1 		$377K Sell
15,040
-4,760
-24% -$120K 0.05% 193
2025
Q4 		$497K Hold
19,800
– – 0.07% 165
2025
Q3 		$497K Buy
+19,800
New +$497K 0.07% 161

Other funds holding AUSM

IWC
Integrated Wealth Concepts Waltham, Massachusetts $20.5B AUM 24.45% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return
CA
COFG Advisors Oak Brook, Illinois $579M AUM
NPI
New Perspectives Inc Ridgeland, Mississippi $326M AUM 18.81% 1-Year Est. Return
IWA
Inspirion Wealth Advisors Libertyville, Illinois $874M AUM 16.23% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
Jane Street
Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Vivaldi Capital Management's AUSM Position: Q2 2026 in Review

Vivaldi Capital Management sold out of Allspring Ultra Short Municipal ETF (AUSM) in Q2 2026, closing a stake of 15,040 shares — an estimated $377K sold.

Vivaldi Capital Management first reported a position in AUSM in Q3 2025 and held it in 3 quarters. The position peaked at $497K in Q3 2025. 10 funds tracked by Wall St. Rank hold AUSM as of Q2 2026.

  • Vivaldi Capital Management reported no remaining Allspring Ultra Short Municipal ETF position as of Q2 2026 after selling out during the quarter.
  • Vivaldi Capital Management sold 15,040 Allspring Ultra Short Municipal ETF shares in Q2 2026, an estimated $377K.
  • Vivaldi Capital Management first reported a position in Allspring Ultra Short Municipal ETF in Q3 2025 and held it in 3 quarters.
  • Vivaldi Capital Management's Allspring Ultra Short Municipal ETF position peaked at $497K in Q3 2025.
  • 10 funds tracked by Wall St. Rank held Allspring Ultra Short Municipal ETF as of Q2 2026.

Based on Vivaldi Capital Management's 13F filing for Q2 2026.