Vertex One Asset Management’s Rio Tinto RIO Stock Holding History

Vertex One Asset Management’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,500	Closed	-$281K	–	138
2019 Q2	$281K	Sell	4,500 -10,500	-70%	-$629K	0.06%	118
2019 Q1	$883K	Hold	15,000	–	–	0.19%	108
2018 Q4	$727K	Sell	15,000 -11,100	-43%	-$542K	0.21%	94
2018 Q3	$1.33M	Buy	26,100 +4,000	+18%	+$204K	0.21%	94
2018 Q2	$1.23M	Buy	+22,100	New	+$1.24M	0.2%	94
2017 Q2	–	Sell	-67,008	Closed	-$2.73M	–	127
2017 Q1	$2.73M	Sell	67,008 -214,900	-76%	-$9.13M	0.46%	72
2016 Q4	$10.8M	Buy	281,908 +4,908	+2%	+$180K	1.82%	13
2016 Q3	$9.25M	Hold	277,000	–	–	1.47%	17
2016 Q2	$8.67M	Hold	277,000	–	–	1.4%	22
2016 Q1	$7.83M	Buy	277,000 +30,000	+12%	+$799K	1.14%	24
2015 Q4	$7.19M	Buy	247,000 +47,000	+24%	+$1.59M	0.97%	27
2015 Q3	$6.76M	Buy	+200,000	New	+$7.48M	0.92%	37

Other funds holding RIO

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

IAM

Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Vertex One Asset Management's RIO Position: Q3 2019 in Review

Vertex One Asset Management sold out of Rio Tinto (RIO) in Q3 2019, closing a stake of 4,500 shares — an estimated $281K sold.

Vertex One Asset Management first reported a position in RIO in Q3 2015 and held it in 12 quarters. The position peaked at $10.8M in Q4 2016. 390 funds tracked by Wall St. Rank hold RIO as of Q3 2019.

Vertex One Asset Management reported no remaining Rio Tinto position as of Q3 2019 after selling out during the quarter.
Vertex One Asset Management sold 4,500 Rio Tinto shares in Q3 2019, an estimated $281K.
Vertex One Asset Management first reported a position in Rio Tinto in Q3 2015 and held it in 12 quarters.
Vertex One Asset Management's Rio Tinto position peaked at $10.8M in Q4 2016.
390 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2019.

Based on Vertex One Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.