USCA RIA’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

USCA RIA’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-56,783	Closed	-$3.06M	–	457
2018 Q4	$3.06M	Buy	56,783 +2,822	+5%	+$168K	0.41%	78
2018 Q3	$3.64M	Buy	53,961 +8,012	+17%	+$539K	0.37%	77
2018 Q2	$2.9M	Buy	45,949 +5,029	+12%	+$309K	0.31%	92
2018 Q1	$2.38M	Buy	40,920 +26,528	+184%	+$1.54M	0.26%	122
2017 Q4	$818K	Buy	14,392 +8,304	+136%	+$479K	0.09%	234
2017 Q3	$329K	Hold	6,088	–	–	0.04%	341
2017 Q2	$329K	Buy	+6,088	New	+$325K	0.04%	344

Other funds holding SLYG

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

Gainplan Bloomfield Hills, Michigan $254M AUM 25.62% 1-Year Est. Return

APP

Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return

Mariner Overland Park, Kansas $95.2B AUM 32.92% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

FWP

FAS Wealth Partners Leawood, Kansas $1.92B AUM 26.86% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

CDIA

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

USCA RIA's SLYG Position: Q1 2019 in Review

USCA RIA sold out of State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) in Q1 2019, closing a stake of 56,783 shares — an estimated $3.06M sold.

USCA RIA first reported a position in SLYG in Q2 2017 and held it in 7 quarters. The position peaked at $3.64M in Q3 2018. 246 funds tracked by Wall St. Rank hold SLYG as of Q1 2019.

USCA RIA reported no remaining State Street SPDR S&P 600 Small Cap Growth ETF position as of Q1 2019 after selling out during the quarter.
USCA RIA sold 56,783 State Street SPDR S&P 600 Small Cap Growth ETF shares in Q1 2019, an estimated $3.06M.
USCA RIA first reported a position in State Street SPDR S&P 600 Small Cap Growth ETF in Q2 2017 and held it in 7 quarters.
USCA RIA's State Street SPDR S&P 600 Small Cap Growth ETF position peaked at $3.64M in Q3 2018.
246 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Growth ETF as of Q1 2019.

Based on USCA RIA's 13F filing for Q1 2019, filed 13 May 2019.