UR
FSD

USCA RIA’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

USCA RIA’s Portfolio FSD Stock Details FSD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-67,450
Closed -$950K – 399
2015
Q4 		$950K Buy
67,450
+8,100
+14% +$116K 0.21% 149
2015
Q3 		$836K Buy
59,350
+11,900
+25% +$176K 0.21% 142
2015
Q2 		$742K Buy
47,450
+17,800
+60% +$289K 0.2% 144
2015
Q1 		$486K Buy
+29,650
New +$482K 0.13% 180

Other funds holding FSD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
EVM
Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CP
Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

USCA RIA's FSD Position: Q1 2016 in Review

USCA RIA sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q1 2016, closing a stake of 67,450 shares — an estimated $950K sold.

USCA RIA first reported a position in FSD in Q1 2015 and held it in 4 quarters. The position peaked at $950K in Q4 2015. 56 funds tracked by Wall St. Rank hold FSD as of Q1 2016.

  • USCA RIA reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q1 2016 after selling out during the quarter.
  • USCA RIA sold 67,450 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q1 2016, an estimated $950K.
  • USCA RIA first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q1 2015 and held it in 4 quarters.
  • USCA RIA's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $950K in Q4 2015.
  • 56 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q1 2016.

Based on USCA RIA's 13F filing for Q1 2016, filed 16 May 2016.