USCA RIA’s First Trust Developed Markets ex-US AlphaDEX Fund FDT Stock Holding History

USCA RIA’s Portfolio FDT Stock Details FDT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-19,684	Closed	-$1.09M	–	430
2019 Q4	$1.09M	Buy	19,684 +752	+4%	+$40.7K	0.1%	234
2019 Q3	$991K	Sell	18,932 -3,121	-14%	-$163K	0.1%	236
2019 Q2	$1.19M	Buy	22,053 +6,946	+46%	+$372K	0.12%	210
2019 Q1	$821K	Buy	15,107 +2,482	+20%	+$132K	0.09%	222
2018 Q4	$619K	Sell	12,625 -830	-6%	-$43.7K	0.08%	236
2018 Q3	$799K	Buy	13,455 +384	+3%	+$22.8K	0.08%	249
2018 Q2	$783K	Buy	13,071 +1,145	+10%	+$71.8K	0.08%	244
2018 Q1	$749K	Buy	11,926 +1,705	+17%	+$109K	0.08%	252
2017 Q4	$638K	Buy	+10,221	New	+$620K	0.07%	267

Other funds holding FDT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

USCA RIA's FDT Position: Q1 2020 in Review

USCA RIA sold out of First Trust Developed Markets ex-US AlphaDEX Fund (FDT) in Q1 2020, closing a stake of 19,684 shares — an estimated $1.09M sold.

USCA RIA first reported a position in FDT in Q4 2017 and held it in 9 quarters. The position peaked at $1.19M in Q2 2019. 82 funds tracked by Wall St. Rank hold FDT as of Q1 2020.

USCA RIA reported no remaining First Trust Developed Markets ex-US AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
USCA RIA sold 19,684 First Trust Developed Markets ex-US AlphaDEX Fund shares in Q1 2020, an estimated $1.09M.
USCA RIA first reported a position in First Trust Developed Markets ex-US AlphaDEX Fund in Q4 2017 and held it in 9 quarters.
USCA RIA's First Trust Developed Markets ex-US AlphaDEX Fund position peaked at $1.19M in Q2 2019.
82 funds tracked by Wall St. Rank held First Trust Developed Markets ex-US AlphaDEX Fund as of Q1 2020.

Based on USCA RIA's 13F filing for Q1 2020, filed 13 Apr 2020.