USCA RIA’s Invesco Senior Loan ETF BKLN Stock Holding History

USCA RIA’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-9,300	Closed	-$230K	–	257
2013 Q3	$230K	Sell	9,300 -3,715	-29%	-$92.2K	0.1%	212
2013 Q2	$322K	Buy	+13,015	New	+$326K	0.16%	152

Other funds holding BKLN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Aozora Bank Tokyo, Japan $43.6M AUM 1.15% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

USCA RIA's BKLN Position: Q4 2013 in Review

USCA RIA sold out of Invesco Senior Loan ETF (BKLN) in Q4 2013, closing a stake of 9,300 shares — an estimated $230K sold.

USCA RIA first reported a position in BKLN in Q2 2013 and held it in 2 quarters. The position peaked at $322K in Q2 2013. 273 funds tracked by Wall St. Rank hold BKLN as of Q4 2013.

USCA RIA reported no remaining Invesco Senior Loan ETF position as of Q4 2013 after selling out during the quarter.
USCA RIA sold 9,300 Invesco Senior Loan ETF shares in Q4 2013, an estimated $230K.
USCA RIA first reported a position in Invesco Senior Loan ETF in Q2 2013 and held it in 2 quarters.
USCA RIA's Invesco Senior Loan ETF position peaked at $322K in Q2 2013.
273 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q4 2013.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.