UC

Unterberg Capital Portfolio holdings

AUM $77.6M
1-Year Return 51.73%
This Quarter Return
+9.86%
1 Year Return
+51.73%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$77.6M
AUM Growth
-$6.74M
Cap. Flow
-$11.1M
Cap. Flow %
-14.36%
Top 10 Hldgs %
72.57%
Holding
26
New
2
Increased
7
Reduced
5
Closed
8

Top Buys

1
ASUR icon
Asure Software
ASUR
+$4.22M
2
IOTS
Adesto Technologies Corporation Common Stock
IOTS
+$1.15M
3
GAIA icon
Gaia
GAIA
+$770K
4
RCM
R1 RCM Inc. Common Stock
RCM
+$508K
5
EFII
Electronics for Imaging
EFII
+$341K

Top Sells

1
KRNT icon
Kornit Digital
KRNT
+$4.63M
2
MNDT
Mandiant, Inc. Common Stock
MNDT
+$4.62M
3
RDNW
RideNow Group, Inc. Class B Common Stock
RDNW
+$2.56M
4
ATTU
Attunity Ltd
ATTU
+$1.89M
5
GLPG icon
Galapagos
GLPG
+$1.11M

Sector Composition

1 Technology 55.67%
2 Industrials 15.97%
3 Communication Services 15.3%
4 Consumer Staples 10.55%
5 Healthcare 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATTU
1
DELISTED
Attunity Ltd
ATTU
$11.3M 14.6%
600,000
-100,000
-14% -$1.89M
EFII
2
DELISTED
Electronics for Imaging
EFII
$6.82M 8.78%
200,000
+10,000
+5% +$341K
RCM
3
DELISTED
R1 RCM Inc. Common Stock
RCM
$5.59M 7.2%
550,000
+50,000
+10% +$508K
CHGG icon
4
Chegg
CHGG
$167M
$5.12M 6.59%
180,000
-10,000
-5% -$284K
QUOT
5
DELISTED
Quotient Technology Inc
QUOT
$5.04M 6.49%
325,000
– –
CARB
6
DELISTED
Carbonite Inc
CARB
$4.64M 5.97%
130,000
+5,000
+4% +$178K
GAIA icon
7
Gaia
GAIA
$152M
$4.62M 5.95%
300,000
+50,000
+20% +$770K
MITK icon
8
Mitek Systems
MITK
$467M
$4.58M 5.9%
650,000
+15,000
+2% +$106K
VRNS icon
9
Varonis Systems
VRNS
$6.3B
$4.4M 5.66%
180,000
– –
ASUR icon
10
Asure Software
ASUR
$215M
$4.22M 5.44%
+340,000
New +$4.22M
VRTU
11
DELISTED
Virtusa Corporation
VRTU
$4.19M 5.39%
78,000
– –
IOTS
12
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
$3.87M 4.98%
650,000
+192,500
+42% +$1.15M
ALLT icon
13
Allot
ALLT
$426M
$3.71M 4.78%
600,000
+49,290
+9% +$305K
ASPU
14
DELISTED
ASPEN GROUP, INC.
ASPU
$3.07M 3.96%
451,909
– –
APPS icon
15
Digital Turbine
APPS
$501M
$2.29M 2.95%
1,850,000
-250,000
-12% -$310K
MCHX icon
16
Marchex
MCHX
$86.4M
$2.22M 2.86%
800,000
-170,526
-18% -$474K
RETA
17
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$1.64M 2.11%
20,000
-5,000
-20% -$409K
PVLA
18
Palvella Therapeutics, Inc. Common Stock
PVLA
$629M
$308K 0.4%
+688
New +$308K
GLMD icon
19
Galmed Pharmaceuticals
GLMD
$8.27M
– –
-278
Closed -$595K
GLPG icon
20
Galapagos
GLPG
$2.11B
– –
-12,000
Closed -$1.11M
KRNT icon
21
Kornit Digital
KRNT
$647M
– –
-260,000
Closed -$4.63M
RDNW
22
RideNow Group, Inc. Class B Common Stock
RDNW
$156M
– –
-21,800
Closed -$2.56M
EIGR
23
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-2,667
Closed -$976K
CCXI
24
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-50,000
Closed -$659K
MNDT
25
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-300,000
Closed -$4.62M
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