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Unterberg Capital Portfolio holdings

AUM $77.6M
1-Year Est. Return 51.86%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+51.86%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$80.6M
AUM Growth
+$2.71M
Cap. Flow
+$1.97M
Cap. Flow %
2.45%
Top 10 Hldgs %
56.98%
Holding
28
New
4
Increased
10
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
CHKP icon
Check Point Software Technologies
CHKP
+$2.75M
2
RCM
R1 RCM Inc. Common Stock
RCM
+$2.35M
3
ASPU
ASPEN GROUP, INC.
ASPU
+$2.34M
4
EFII
Electronics for Imaging
EFII
+$1.84M
5
EMKR
Emcore Corp
EMKR
+$1.84M

Top Sells

Rank Stock Value
1
FSNN
Fusion Connect, Inc. Common Stock
FSNN
+$5.14M
2
MOBL
MobileIron, Inc.
MOBL
+$2.56M
3
DTRM
Determine, Inc. Common Stock
DTRM
+$1.73M
4
MATR
Mattersight Corp.
MATR
+$1.71M
5
CHGG icon
Chegg
CHGG
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 68.22%
2 Industrials 16.61%
3 Consumer Staples 8.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTRM
26
DELISTED
Determine, Inc. Common Stock
DTRM
– –
-656,202
Closed -$1.73M
MATR
27
DELISTED
Mattersight Corp.
MATR
– –
-672,100
Closed -$1.71M
FSNN
28
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-2,365,299
Closed -$5.14M
1
2

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Unterberg Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Unterberg Capital held 28 positions worth $80.6M, up 3.5% from $77.9M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Unterberg Capital's Q3 2017 filing shows 4 new, 10 increased, 6 reduced and 4 closed positions. Its largest new stake was Check Point Software Technologies: 25,000 shares worth $2.85M. The largest sale was Fusion Connect, Inc. Common Stock, an estimated $5.14M.

By sector, the portfolio is most concentrated in Technology at 68% of assets, up from 61% a quarter earlier, followed by Industrials and Consumer Staples.

  • Unterberg Capital's largest Q3 2017 buy was Check Point Software Technologies: 25,000 shares worth $2.85M.
  • Unterberg Capital added most to Electronics for Imaging in Q3 2017, an estimated $1.84M increase.
  • Unterberg Capital's biggest Q3 2017 reduction was MobileIron, Inc., cutting an estimated $2.56M.
  • Unterberg Capital fully exited Fusion Connect, Inc. Common Stock in Q3 2017, selling an estimated $5.14M.
  • Unterberg Capital's ten largest holdings make up 57% of its $80.6M portfolio in Q3 2017.
  • Unterberg Capital opened 4 new positions and closed 4 in Q3 2017.
  • Unterberg Capital's portfolio value rose 3.5% quarter-over-quarter to $80.6M.

Based on Unterberg Capital's 13F filing for Q3 2017, filed 13 Nov 2017.