We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
1026
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$206K ﹤0.01%
+2,576
New +$215K
NVG icon
1027
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$205K ﹤0.01%
14,500
– –
SPTN
1028
DELISTED
SpartanNash
SPTN
$204K ﹤0.01%
+10,492
New +$223K
VPU
1029
Vanguard Utilities ETF
VPU
$8.46B
$201K ﹤0.01%
+2,200
New +$203K
DDF
1030
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$198K ﹤0.01%
+20,137
New +$204K
JPS
1031
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$197K ﹤0.01%
+22,631
New +$203K
JPC icon
1032
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$196K ﹤0.01%
+21,346
New +$201K
JTP
1033
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$196K ﹤0.01%
+24,089
New +$201K
SCD
1034
LMP Capital and Income Fund
SCD
$360M
$191K ﹤0.01%
+11,329
New +$200K
REFR icon
1035
Research Frontiers
REFR
$17.3M
$190K ﹤0.01%
33,088
– –
IIM icon
1036
Invesco Value Municipal Income Trust
IIM
$596M
$187K ﹤0.01%
12,304
-8,870
-42% -$132K
OCSL icon
1037
Oaktree Specialty Lending
OCSL
$1.13B
$185K ﹤0.01%
+6,735
New +$197K
AES icon
1038
AES
AES
$10.5B
$170K ﹤0.01%
11,977
-1,304
-10% -$19.4K
CMO
1039
DELISTED
Capstead Mortgage Corp.
CMO
$170K ﹤0.01%
+13,852
New +$181K
MCI
1040
Barings Corporate Investors
MCI
$341M
$169K ﹤0.01%
+11,000
New +$169K
AMKR icon
1041
Amkor Technology
AMKR
$13.3B
$168K ﹤0.01%
20,000
– –
SEM
1042
DELISTED
Select Medical
SEM
$163K ﹤0.01%
+25,136
New +$194K
MHR
1043
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$163K ﹤0.01%
29,314
-8,105
-22% -$53.6K
MNKD icon
1044
MannKind Corp
MNKD
$1.24B
$152K ﹤0.01%
5,150
+714
+16% +$28.2K
AWF
1045
AllianceBernstein Global High Income Fund
AWF
$878M
$151K ﹤0.01%
+11,099
New +$154K
IQI icon
1046
Invesco Quality Municipal Securities
IQI
$534M
$149K ﹤0.01%
+12,284
New +$149K
PZN
1047
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$149K ﹤0.01%
+15,604
New +$161K
FHN icon
1048
First Horizon
FHN
$12B
$144K ﹤0.01%
+11,749
New +$141K
RF icon
1049
Regions Financial
RF
$26.9B
$141K ﹤0.01%
+14,087
New +$144K
CSQ icon
1050
Calamos Strategic Total Return Fund
CSQ
$3.35B
$137K ﹤0.01%
+11,707
New +$139K
40 41
42
43 44

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
CI
Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $15.7B AUM

United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.