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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+192.94%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$96.9M 3.09%
5,693,156
+64,568
+1% +$1.07M
IVW icon
2
iShares S&P 500 Growth ETF
IVW
$73.8B
$70.8M 2.26%
3,169,852
+224,732
+8% +$4.96M
IWV icon
3
iShares Russell 3000 ETF
IWV
$19.6B
$70.5M 2.25%
697,288
+22,077
+3% +$2.21M
SCHB icon
4
Schwab US Broad Market ETF
SCHB
$43.2B
$66.7M 2.13%
9,735,666
+1,428,432
+17% +$9.71M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$878B
$64.6M 2.06%
382,420
+18,636
+5% +$3.14M
IVE icon
6
iShares S&P 500 Value ETF
IVE
$49B
$63.2M 2.02%
807,195
+123,904
+18% +$9.78M
VTI icon
7
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$58.5M 1.87%
667,624
+140,120
+27% +$12.2M
XLF icon
8
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$55.8M 1.78%
3,192,160
+441,652
+16% +$7.83M
XLY icon
9
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$53.4M 1.7%
1,760,768
+176,726
+11% +$5.24M
IYJ icon
10
iShares US Industrials ETF
IYJ
$1.98B
$52.9M 1.69%
1,169,636
+128,618
+12% +$5.67M
IYW icon
11
iShares US Technology ETF
IYW
$23.6B
$52.8M 1.68%
2,682,040
+279,256
+12% +$5.42M
XLB icon
12
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$52.7M 1.68%
2,509,508
+444,044
+21% +$9.09M
IYE icon
13
iShares US Energy ETF
IYE
$1.74B
$52.7M 1.68%
1,117,855
+192,562
+21% +$9.01M
IYH icon
14
iShares US Healthcare ETF
IYH
$3.37B
$52.5M 1.67%
+2,453,020
New +$52M
TIP icon
15
iShares TIPS Bond ETF
TIP
$14.5B
$52.4M 1.67%
465,082
+23,850
+5% +$2.66M
IDU icon
16
iShares US Utilities ETF
IDU
$1.35B
$52.1M 1.66%
1,108,854
+216,444
+24% +$10.4M
EFA icon
17
iShares MSCI EAFE ETF
EFA
$78B
$45.9M 1.46%
720,121
+12,921
+2% +$792K
XOM icon
18
ExxonMobil
XOM
$644B
$39.7M 1.27%
461,501
+52,339
+13% +$4.72M
GOOG icon
19
Alphabet (Google) Class C
GOOG
$4.36T
$38.5M 1.23%
1,763,907
-76,847
-4% -$1.7M
EEM icon
20
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$37.5M 1.2%
920,103
+570,472
+163% +$22.6M
IEFA icon
21
iShares Core MSCI EAFE ETF
IEFA
$190B
$36.6M 1.17%
634,348
+102,500
+19% +$5.66M
SDY icon
22
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$36.5M 1.16%
529,091
-59,381
-10% -$4.1M
JPM icon
23
JPMorgan Chase
JPM
$935B
$30.4M 0.97%
587,821
+103,050
+21% +$5.53M
MINT icon
24
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$29.8M 0.95%
293,767
-9,114
-3% -$924K
IJT icon
25
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$27.2M 0.87%
501,900
+13,794
+3% +$720K
1
2 3 4 5

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.