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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
901
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$486K 0.01%
416
-200
-32% -$236K
ITUB icon
902
Itaú Unibanco
ITUB
$80.9B
$484K 0.01%
165,669
+18,245
+12% +$64.8K
HIG.WS
903
DELISTED
Hartford Financial Services Grp
HIG.WS
$477K 0.01%
12,500
– –
SLRC icon
904
SLR Investment Corp
SLRC
$711M
$476K 0.01%
30,108
+142
+0.5% +$2.5K
SCD
905
LMP Capital and Income Fund
SCD
$363M
$473K 0.01%
38,920
+3,797
+11% +$52.9K
MNST icon
906
Monster Beverage
MNST
$91.4B
$472K 0.01%
41,916
+228
+0.5% +$2.67K
ARLP icon
907
Alliance Resource Partners
ARLP
$3.2B
$471K 0.01%
21,153
+5,104
+32% +$125K
AEE icon
908
Ameren
AEE
$30.2B
$469K 0.01%
11,093
-259
-2% -$10.4K
MBCN
909
DELISTED
Middlefield Banc Corp
MBCN
$469K 0.01%
30,636
– –
ADM icon
910
Archer Daniels Midland
ADM
$38.6B
$468K 0.01%
11,292
-5,225
-32% -$239K
OIH icon
911
VanEck Oil Services ETF
OIH
$1.95B
$467K 0.01%
+850
New +$521K
SVC
912
Service Properties Trust
SVC
$1.06B
$465K 0.01%
3,660
+783
+27% +$106K
TAX
913
DELISTED
Liberty Tax, Inc. Class A
TAX
$465K 0.01%
19,970
– –
AGCO icon
914
AGCO
AGCO
$6.96B
$463K 0.01%
9,929
-1,152
-10% -$59K
MUNI icon
915
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$462K 0.01%
8,684
-3,825
-31% -$203K
HRB icon
916
H&R Block
HRB
$6.76B
$461K 0.01%
12,725
-4,282
-25% -$145K
HST icon
917
Host Hotels & Resorts
HST
$15.6B
$459K 0.01%
29,031
-7,509
-21% -$141K
IRBT
918
DELISTED
iRobot
IRBT
$458K 0.01%
15,726
+2,558
+19% +$77.8K
NOV icon
919
NOV
NOV
$7.36B
$453K 0.01%
12,030
-12,298
-51% -$503K
IEX icon
920
IDEX
IEX
$17.6B
$451K 0.01%
6,326
+310
+5% +$22.8K
TEL icon
921
TE Connectivity
TEL
$62.2B
$448K 0.01%
7,481
-899
-11% -$54.7K
FLS icon
922
Flowserve
FLS
$10.3B
$447K 0.01%
10,854
+1,569
+17% +$71.8K
UHS icon
923
Universal Health Services
UHS
$10.1B
$447K 0.01%
+3,580
New +$498K
STI
924
DELISTED
SunTrust Banks, Inc.
STI
$445K 0.01%
11,645
-507
-4% -$21.2K
GEN icon
925
Gen Digital
GEN
$17.7B
$442K 0.01%
22,700
+353
+2% +$7.6K
35 36
37
38 39

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.