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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITGR icon
601
Integer Holdings
ITGR
$4.25B
$1.43M 0.02%
27,750
-2,879
-9% -$144K
ADSK icon
602
Autodesk
ADSK
$54.5B
$1.43M 0.02%
32,293
+3,009
+10% +$151K
EUHY
603
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$1.42M 0.02%
31,095
+1,922
+7% +$89.9K
GEL icon
604
Genesis Energy
GEL
$1.92B
$1.42M 0.02%
37,107
+21,508
+138% +$927K
DVN icon
605
Devon Energy
DVN
$48.8B
$1.41M 0.02%
37,937
-4,564
-11% -$209K
SPGM icon
606
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$1.39M 0.02%
45,832
+39,802
+660% +$1.26M
IYF icon
607
iShares US Financials ETF
IYF
$4.44B
$1.39M 0.02%
33,094
-494,552
-94% -$22.1M
MENT
608
DELISTED
Mentor Graphics Corp
MENT
$1.39M 0.02%
56,535
+211
+0.4% +$5.39K
IEI icon
609
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$1.39M 0.02%
11,131
-23,299
-68% -$2.88M
DLX icon
610
Deluxe
DLX
$1.11B
$1.38M 0.02%
24,747
+1,064
+4% +$64.1K
BRK.A icon
611
Berkshire Hathaway Class A
BRK.A
$1.09T
$1.37M 0.02%
7
– –
FIBK icon
612
First Interstate BancSystem
FIBK
$3.7B
$1.37M 0.02%
49,080
-1,253
-2% -$34.3K
RY icon
613
Royal Bank of Canada
RY
$299B
$1.35M 0.02%
24,483
-17,432
-42% -$993K
PRU icon
614
Prudential Financial
PRU
$43B
$1.35M 0.02%
17,701
+1,060
+6% +$88.9K
DHI icon
615
D.R. Horton
DHI
$41.9B
$1.34M 0.02%
45,766
+24,200
+112% +$713K
NICE icon
616
Nice
NICE
$6.17B
$1.34M 0.02%
23,767
-1,914
-7% -$120K
FFC
617
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$1.32M 0.02%
+70,481
New +$1.32M
ILMN icon
618
Illumina
ILMN
$29.1B
$1.3M 0.02%
7,611
+5,732
+305% +$1.16M
BCS.PRA.CL
619
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$1.3M 0.02%
+50,764
New +$1.31M
DWTI
620
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$1.3M 0.02%
+12,167
New +$1.52M
JNK icon
621
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.29M 0.02%
12,106
-20,515
-63% -$2.29M
AGO icon
622
Assured Guaranty
AGO
$3.35B
$1.29M 0.02%
51,743
-7,822
-13% -$197K
SWK icon
623
Stanley Black & Decker
SWK
$15.4B
$1.29M 0.02%
13,343
+498
+4% +$51.3K
DEO icon
624
Diageo
DEO
$52.8B
$1.29M 0.02%
11,949
-1,062
-8% -$118K
BTI icon
625
British American Tobacco
BTI
$124B
$1.29M 0.02%
23,358
-1,034
-4% -$57.4K
23 24
25
26 27

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.