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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
2451
PUT
Seagate
STX
$170B
$2.25M ﹤0.01%
51,300
-96,000
-65% -$4.04M
TTEK icon
2452
Tetra Tech
TTEK
$8.64B
$2.25M ﹤0.01%
433,635
-427,090
-50% -$2.05M
IDXX icon
2453
Idexx Laboratories
IDXX
$44.8B
$2.24M ﹤0.01%
45,030
-7,934
-15% -$381K
LL
2454
DELISTED
LL Flooring Holdings, Inc.
LL
$2.24M ﹤0.01%
21,014
-5,161
-20% -$500K
PKT
2455
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$2.24M ﹤0.01%
144,493
+3,320
+2% +$47.1K
MDC
2456
DELISTED
M.D.C. Holdings, Inc.
MDC
$2.23M ﹤0.01%
103,192
+6,057
+6% +$133K
ZD icon
2457
Ziff Davis
ZD
$1.94B
$2.23M ﹤0.01%
51,760
-12,082
-19% -$506K
RNP icon
2458
Cohen & Steers REIT and Preferred and Income Fund
RNP
$999M
$2.23M ﹤0.01%
143,468
-11,747
-8% -$191K
ADM icon
2459
PUT
Archer Daniels Midland
ADM
$39.7B
$2.23M ﹤0.01%
60,400
-130,300
-68% -$4.74M
THO icon
2460
Thor Industries
THO
$4.19B
$2.22M ﹤0.01%
38,313
-607
-2% -$32.2K
CCL icon
2461
CALL
Carnival Corporation Ltd
CCL
$38.7B
$2.22M ﹤0.01%
68,100
+21,100
+45% +$766K
ECH icon
2462
iShares MSCI Chile ETF
ECH
$1B
$2.22M ﹤0.01%
44,223
-22,442
-34% -$1.13M
FNF icon
2463
Fidelity National Financial
FNF
$14.4B
$2.21M ﹤0.01%
145,858
+26,425
+22% +$372K
MSEX icon
2464
Middlesex Water
MSEX
$1.08B
$2.21M ﹤0.01%
103,593
+41,953
+68% +$879K
MENT
2465
DELISTED
Mentor Graphics Corp
MENT
$2.21M ﹤0.01%
94,780
+4,144
+5% +$88.8K
CPHD
2466
DELISTED
Cepheid Inc
CPHD
$2.21M ﹤0.01%
56,672
-3,058
-5% -$111K
GARS
2467
DELISTED
Garrison Capital Inc.
GARS
$2.21M ﹤0.01%
149,300
-1,861
-1% -$27.8K
JNPR
2468
PUT
DELISTED
Juniper Networks
JNPR
$2.21M ﹤0.01%
111,100
-500
-0.4% -$10.3K
AXP icon
2469
CALL
American Express
AXP
$226B
$2.21M ﹤0.01%
29,200
-39,200
-57% -$2.95M
NLY icon
2470
PUT
Annaly Capital Management
NLY
$17.2B
$2.21M ﹤0.01%
47,600
-26,675
-36% -$1.26M
DDC
2471
DELISTED
Dominion Diamond Corporation
DDC
$2.2M ﹤0.01%
180,674
+153,024
+553% +$2.07M
YELL
2472
CALL
DELISTED
Yellow Corporation Common Stock
YELL
$2.2M ﹤0.01%
130,400
+26,100
+25% +$611K
CTXS
2473
CALL
DELISTED
Citrix Systems Inc
CTXS
$2.2M ﹤0.01%
39,055
-60,279
-61% -$3.37M
JBLU icon
2474
CALL
JetBlue
JBLU
$2.27B
$2.19M ﹤0.01%
329,200
+317,200
+2,643% +$2.05M
TYL icon
2475
Tyler Technologies
TYL
$13.7B
$2.19M ﹤0.01%
25,041
-3,438
-12% -$265K
97 98
99
100 101

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.