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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
2426
Extra Space Storage
EXR
$32.1B
$2.31M ﹤0.01%
50,455
-52,602
-51% -$2.28M
JJA
2427
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$2.31M ﹤0.01%
46,831
-3,378
-7% -$168K
NUGT icon
2428
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$861M
$2.3M ﹤0.01%
1,145
+872
+319% +$2.37M
MT icon
2429
PUT
ArcelorMittal
MT
$50.9B
$2.3M ﹤0.01%
73,603
+87
+0.1% +$2.61K
FF icon
2430
Future Fuel
FF
$203M
$2.3M ﹤0.01%
128,012
+45,955
+56% +$753K
RVBD
2431
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$2.3M ﹤0.01%
157,512
-24,138
-13% -$386K
HIMX
2432
CALL
Himax Technologies
HIMX
$2.09B
$2.29M ﹤0.01%
229,300
+220,600
+2,536% +$1.57M
TBAR
2433
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
$2.29M ﹤0.01%
81,872
-22,221
-21% -$622K
NSC icon
2434
CALL
Norfolk Southern
NSC
$76.8B
$2.29M ﹤0.01%
29,600
-8,100
-21% -$607K
NVDA icon
2435
CALL
NVIDIA
NVDA
$4.79T
$2.29M ﹤0.01%
5,883,000
+99,000
+2% +$36.8K
NXQ
2436
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.28M ﹤0.01%
182,585
+31,699
+21% +$392K
AVA icon
2437
Avista
AVA
$3.48B
$2.28M ﹤0.01%
86,459
-6,458
-7% -$177K
REZ icon
2438
iShares Residential and Multisector Real Estate ETF
REZ
$912M
$2.28M ﹤0.01%
47,551
-324
-0.7% -$16.1K
DST
2439
DELISTED
DST Systems Inc.
DST
$2.28M ﹤0.01%
60,516
-27,192
-31% -$981K
NUE icon
2440
CALL
Nucor
NUE
$60.2B
$2.27M ﹤0.01%
46,200
-15,100
-25% -$708K
AVY icon
2441
Avery Dennison
AVY
$12.9B
$2.26M ﹤0.01%
51,991
-38,289
-42% -$1.7M
CXW icon
2442
CoreCivic
CXW
$3.05B
$2.26M ﹤0.01%
65,381
+8,759
+15% +$294K
KED
2443
DELISTED
Kayne Anderson Energy
KED
$2.26M ﹤0.01%
79,078
-5,283
-6% -$140K
VONG icon
2444
Vanguard Russell 1000 Growth ETF
VONG
$42.2B
$2.26M ﹤0.01%
112,676
+28,356
+34% +$557K
WES icon
2445
Western Midstream Partners
WES
$19.5B
$2.26M ﹤0.01%
60,642
+60,247
+15,252% +$2.37M
IDA icon
2446
Idacorp
IDA
$8.21B
$2.25M ﹤0.01%
46,548
-4,246
-8% -$211K
OGE icon
2447
OGE Energy
OGE
$10.2B
$2.25M ﹤0.01%
62,424
-25,878
-29% -$935K
AOD
2448
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$2.25M ﹤0.01%
280,111
-232,426
-45% -$1.86M
WFC.PRL icon
2449
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$2.25M ﹤0.01%
1,977
+348
+21% +$400K
PNY
2450
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.25M ﹤0.01%
68,348
+11,841
+21% +$397K
96 97
98
99 100

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.