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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
2301
CALL
DELISTED
Xilinx Inc
XLNX
$2.66M ﹤0.01%
56,800
+48,100
+553% +$2.16M
VIV icon
2302
Telefônica Brasil
VIV
$22.5B
$2.66M ﹤0.01%
118,423
-4,661
-4% -$100K
SPLK
2303
DELISTED
Splunk Inc
SPLK
$2.65M ﹤0.01%
44,087
-70,594
-62% -$3.76M
BIP icon
2304
Brookfield Infrastructure Partners
BIP
$18.6B
$2.65M ﹤0.01%
175,362
+32,130
+22% +$467K
MNKD icon
2305
MannKind Corp
MNKD
$1.22B
$2.65M ﹤0.01%
92,784
+34,048
+58% +$1.13M
EXP icon
2306
PUT
Eagle Materials
EXP
$6.69B
$2.64M ﹤0.01%
36,400
– –
GA
2307
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$2.64M ﹤0.01%
289,404
+60,014
+26% +$491K
AVD icon
2308
American Vanguard Corp
AVD
$75.2M
$2.64M ﹤0.01%
98,019
+86,969
+787% +$2.2M
TD icon
2309
PUT
Toronto Dominion Bank
TD
$198B
$2.64M ﹤0.01%
58,600
+11,800
+25% +$501K
AIZ icon
2310
Assurant
AIZ
$13.7B
$2.63M ﹤0.01%
48,617
-721
-1% -$39K
BCS icon
2311
Barclays
BCS
$96.3B
$2.63M ﹤0.01%
166,785
-63,555
-28% -$995K
WIT icon
2312
Wipro
WIT
$18.9B
$2.63M ﹤0.01%
1,366,011
+213,739
+19% +$359K
BRS
2313
DELISTED
Bristow Group, Inc.
BRS
$2.63M ﹤0.01%
36,075
+16,216
+82% +$1.11M
AOL
2314
DELISTED
AOL INC COMMON STOCK
AOL
$2.63M ﹤0.01%
75,905
+70,691
+1,356% +$2.52M
ICLR icon
2315
Icon
ICLR
$13B
$2.62M ﹤0.01%
64,068
+49,617
+343% +$1.91M
JAH
2316
DELISTED
JARDEN CORPORATION
JAH
$2.62M ﹤0.01%
81,263
-19,155
-19% -$591K
UDR icon
2317
UDR
UDR
$12.8B
$2.62M ﹤0.01%
110,482
-129,536
-54% -$3.15M
BSJD
2318
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
$2.62M ﹤0.01%
102,485
-2,355
-2% -$60.2K
BIO icon
2319
Bio-Rad Laboratories Class A
BIO
$8.47B
$2.62M ﹤0.01%
22,242
+11,372
+105% +$1.34M
HASI icon
2320
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$2.61M ﹤0.01%
229,246
+19,519
+9% +$230K
INF
2321
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$2.61M ﹤0.01%
131,408
+6,908
+6% +$149K
BBEP
2322
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2.61M ﹤0.01%
142,241
+3,291
+2% +$58.5K
FAS icon
2323
PUT
Direxion Daily Financial Bull 3x ETF
FAS
$2.43B
$2.59M ﹤0.01%
150,800
+20,400
+16% +$360K
EGN
2324
DELISTED
Energen
EGN
$2.59M ﹤0.01%
33,930
+7,983
+31% +$516K
IMOS
2325
ChipMOS TECHNOLOGIES
IMOS
$1.91B
$2.59M ﹤0.01%
130,799
+111,598
+581% +$2.11M
91 92
93
94 95

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.