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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STI
2226
CALL
DELISTED
SunTrust Banks, Inc.
STI
$3.44M ﹤0.01%
93,400
+71,400
+325% +$2.49M
BMY icon
2227
CALL
Bristol-Myers Squibb
BMY
$128B
$3.43M ﹤0.01%
64,600
-106,600
-62% -$5.43M
UDR icon
2228
UDR
UDR
$12.8B
$3.43M ﹤0.01%
146,866
+36,384
+33% +$872K
KGC icon
2229
CALL
Kinross Gold
KGC
$28.6B
$3.42M ﹤0.01%
780,350
+107,550
+16% +$513K
AET
2230
PUT
DELISTED
Aetna Inc
AET
$3.42M ﹤0.01%
49,800
+5,500
+12% +$359K
TYG
2231
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$3.41M ﹤0.01%
17,905
+863
+5% +$163K
VTA
2232
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$3.41M ﹤0.01%
264,608
+38,925
+17% +$492K
SANM icon
2233
Sanmina
SANM
$11.2B
$3.4M ﹤0.01%
203,723
+194,991
+2,233% +$3.14M
AWP
2234
abrdn Global Premier Properties Fund
AWP
$378M
$3.4M ﹤0.01%
157,439
+21,970
+16% +$474K
HUM icon
2235
CALL
Humana
HUM
$45.8B
$3.4M ﹤0.01%
32,900
+20,000
+155% +$1.96M
WPS
2236
DELISTED
iShares International Developed Property ETF
WPS
$3.39M ﹤0.01%
90,748
+2,307
+3% +$86.5K
AVP
2237
DELISTED
Avon Products, Inc.
AVP
$3.38M ﹤0.01%
196,347
+2,825
+1% +$52.8K
NQS
2238
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.38M ﹤0.01%
272,488
+173,189
+174% +$2.14M
CFD
2239
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$3.38M ﹤0.01%
222,776
+73,461
+49% +$1.14M
ADBE icon
2240
PUT
Adobe
ADBE
$94.5B
$3.38M ﹤0.01%
56,400
+26,600
+89% +$1.47M
AUO
2241
DELISTED
AU Optronics Corp
AUO
$3.38M ﹤0.01%
1,082,143
-1,035,076
-49% -$3.24M
MBI icon
2242
CALL
MBIA
MBI
$282M
$3.38M ﹤0.01%
282,700
+180,900
+178% +$2.08M
GWRE icon
2243
Guidewire Software
GWRE
$12.4B
$3.37M ﹤0.01%
68,727
-114
-0.2% -$5.38K
ESND
2244
DELISTED
Essendant Inc.
ESND
$3.37M ﹤0.01%
73,424
+19,155
+35% +$842K
VZ icon
2245
PUT
Verizon
VZ
$198B
$3.37M ﹤0.01%
68,500
+4,800
+8% +$236K
FDO
2246
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
$3.37M ﹤0.01%
51,800
+47,400
+1,077% +$3.24M
RGR icon
2247
Sturm, Ruger & Co
RGR
$620M
$3.36M ﹤0.01%
45,969
-28,914
-39% -$2.04M
REGN icon
2248
PUT
Regeneron Pharmaceuticals
REGN
$69.9B
$3.36M ﹤0.01%
12,200
+3,000
+33% +$863K
DLNG icon
2249
Dynagas LNG Partners
DLNG
$135M
$3.36M ﹤0.01%
+148,806
New +$2.92M
SKYY icon
2250
First Trust Cloud Computing ETF
SKYY
$2.78B
$3.36M ﹤0.01%
126,411
+59,258
+88% +$1.49M
88 89
90
91 92

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.