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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
201
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$100M 0.1%
5,353,896
-1,468,944
-22% -$28M
KMI icon
202
Kinder Morgan
KMI
$72.9B
$99.4M 0.1%
2,794,061
-297,005
-10% -$11.1M
JNK icon
203
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$98.2M 0.1%
821,425
-93,967
-10% -$11.2M
IJR icon
204
iShares Core S&P Small-Cap ETF
IJR
$109B
$98.2M 0.1%
1,967,488
+146,470
+8% +$7.08M
WPC icon
205
W.P. Carey
WPC
$16.7B
$98.1M 0.1%
1,547,514
+140,294
+10% +$9.23M
GS icon
206
Goldman Sachs
GS
$317B
$97.8M 0.1%
618,390
+232,890
+60% +$37.5M
VO icon
207
Vanguard Mid-Cap ETF
VO
$106B
$96.5M 0.1%
3,765,140
+566,328
+18% +$14.2M
PNC icon
208
PNC Financial Services
PNC
$99.5B
$95.7M 0.1%
1,320,638
+283,717
+27% +$21.2M
DHR icon
209
Danaher
DHR
$135B
$94.5M 0.1%
2,029,113
+246,300
+14% +$11.2M
C icon
210
CALL
Citigroup
C
$221B
$94.1M 0.1%
1,939,636
+477,774
+33% +$24.2M
TPR icon
211
Tapestry
TPR
$28.1B
$93.7M 0.1%
1,717,429
+512,023
+42% +$28.2M
LUMN icon
212
Lumen
LUMN
$6.73B
$93.4M 0.1%
2,974,959
-75,761
-2% -$2.58M
V icon
213
Visa
V
$669B
$92.9M 0.1%
1,944,204
+650,276
+50% +$30M
EWJ icon
214
CALL
iShares MSCI Japan ETF
EWJ
$21.7B
$92.8M 0.1%
1,946,800
-366,950
-16% -$17M
VNQ icon
215
Vanguard Real Estate ETF
VNQ
$39.1B
$92M 0.09%
1,391,279
+14,507
+1% +$986K
EEP
216
DELISTED
Enbridge Energy Partners
EEP
$90.9M 0.09%
2,983,837
-106,878
-3% -$3.28M
WBA
217
DELISTED
Walgreens Boots Alliance
WBA
$90.4M 0.09%
1,679,486
+259,941
+18% +$13.1M
COST icon
218
Costco
COST
$411B
$90.3M 0.09%
784,447
+166,064
+27% +$19.2M
NKE icon
219
Nike
NKE
$60.8B
$88.9M 0.09%
2,447,576
+128,586
+6% +$4.2M
IYR icon
220
iShares US Real Estate ETF
IYR
$4.49B
$88.5M 0.09%
1,387,892
-1,690,490
-55% -$110M
HON icon
221
Honeywell
HON
$78B
$87.6M 0.09%
1,174,107
+264,947
+29% +$19.7M
KMB icon
222
Kimberly-Clark
KMB
$35.6B
$87.3M 0.09%
965,881
+147,818
+18% +$13.7M
GOOG icon
223
PUT
Alphabet (Google) Class C
GOOG
$3.88T
$87.1M 0.09%
3,992,108
-2,007,095
-33% -$44.4M
BAC icon
224
PUT
Bank of America
BAC
$430B
$86.3M 0.09%
6,254,500
-341,300
-5% -$4.87M
BP icon
225
BP
BP
$113B
$86.3M 0.09%
2,510,571
+216,955
+9% +$7.44M
7 8
9
10 11

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.