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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 9.22%
2 Financials 6.8%
3 Healthcare 6.74%
4 Technology 6.73%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
201
Danaher
DHR
$143B
$150M 0.11%
2,930,160
+519,954
+22% +$26.7M
DDS icon
202
Dillards
DDS
$9.34B
$150M 0.11%
1,372,207
+56,359
+4% +$6.55M
AMZN icon
203
Amazon
AMZN
$2.85T
$149M 0.11%
9,246,920
+782,260
+9% +$13M
DVY icon
204
iShares Select Dividend ETF
DVY
$24.1B
$148M 0.11%
2,009,530
+124,384
+7% +$9.38M
GM icon
205
General Motors
GM
$76.2B
$147M 0.11%
4,588,762
+630,482
+16% +$22M
GLD icon
206
PUT
SPDR Gold Trust
GLD
$143B
$146M 0.11%
1,258,800
+730,600
+138% +$90.1M
TJX icon
207
TJX Companies
TJX
$169B
$146M 0.11%
4,937,288
+255,760
+5% +$7.21M
AFSI
208
PUT
DELISTED
AmTrust Financial Services, Inc.
AFSI
$145M 0.11%
7,269,200
+7,255,600
+53,350% +$153M
TMO icon
209
Thermo Fisher Scientific
TMO
$219B
$143M 0.11%
1,173,924
+83,998
+8% +$10.2M
GIS icon
210
General Mills
GIS
$20.9B
$143M 0.11%
2,828,424
+116,589
+4% +$6.11M
MINT icon
211
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$142M 0.1%
1,400,832
+887,210
+173% +$90M
MDLZ icon
212
Mondelez International
MDLZ
$81B
$142M 0.1%
4,141,884
+553,924
+15% +$20.2M
HON icon
213
Honeywell
HON
$73.8B
$141M 0.1%
1,685,434
+469,973
+39% +$39.9M
AIG icon
214
American International
AIG
$40B
$140M 0.1%
2,598,025
+632,147
+32% +$34.5M
FLOT icon
215
iShares Floating Rate Bond ETF
FLOT
$10.5B
$140M 0.1%
2,759,211
+834,531
+43% +$42.4M
COP icon
216
ConocoPhillips
COP
$153B
$140M 0.1%
1,830,937
+137,489
+8% +$11.2M
DB icon
217
Deutsche Bank
DB
$72.4B
$137M 0.1%
4,415,183
-5,481,410
-55% -$170M
UNH icon
218
UnitedHealth
UNH
$359B
$136M 0.1%
1,580,095
+165,606
+12% +$14M
MCK icon
219
McKesson
MCK
$101B
$136M 0.1%
699,639
+71,035
+11% +$13.7M
LO
220
DELISTED
LORILLARD INC COM STK
LO
$136M 0.1%
2,267,707
+1,232,412
+119% +$74.7M
ARCC icon
221
Ares Capital
ARCC
$14.4B
$131M 0.1%
8,135,182
+1,213,656
+18% +$20.5M
BSV icon
222
Vanguard Short-Term Bond ETF
BSV
$45.7B
$131M 0.1%
1,636,584
+30,356
+2% +$2.43M
VOD icon
223
Vodafone
VOD
$37.8B
$130M 0.1%
3,947,838
-518,444
-12% -$17.3M
VEU icon
224
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$128M 0.09%
2,607,225
+328,209
+14% +$17M
VOT icon
225
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.3B
$128M 0.09%
1,327,362
+16,213
+1% +$1.57M
7 8
9
10 11

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 9.2% of assets, down from 9.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.