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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
2051
Morningstar
MORN
$6.93B
$4.11M ﹤0.01%
52,657
+1,417
+3% +$113K
NZF icon
2052
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$4.1M ﹤0.01%
332,216
+91,950
+38% +$1.14M
SWFT
2053
DELISTED
Swift Transportation Company
SWFT
$4.1M ﹤0.01%
184,669
-18,391
-9% -$401K
TDC icon
2054
Teradata
TDC
$2.81B
$4.1M ﹤0.01%
90,162
-18,580
-17% -$842K
RSPM icon
2055
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$4.1M ﹤0.01%
257,020
-140,145
-35% -$2.12M
SUSA icon
2056
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$4.09M ﹤0.01%
106,656
+6,538
+7% +$241K
ASML icon
2057
ASML
ASML
$629B
$4.08M ﹤0.01%
43,581
+28,663
+192% +$2.66M
SVU
2058
DELISTED
SUPERVALU Inc.
SVU
$4.08M ﹤0.01%
79,940
-5,263
-6% -$260K
CMCSA icon
2059
CALL
Comcast
CMCSA
$82.3B
$4.08M ﹤0.01%
157,000
-179,600
-53% -$4.33M
EA icon
2060
PUT
Electronic Arts
EA
$52.4B
$4.07M ﹤0.01%
177,500
+156,500
+745% +$3.75M
STEL
2061
DELISTED
STELLARONE CORPORATION COM
STEL
$4.07M ﹤0.01%
169,107
+3,662
+2% +$87.5K
AIVI icon
2062
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$4.07M ﹤0.01%
85,457
+9,652
+13% +$450K
IEO icon
2063
iShares US Oil & Gas Exploration & Production ETF
IEO
$563M
$4.06M ﹤0.01%
49,362
+9,455
+24% +$770K
AES icon
2064
AES
AES
$10.6B
$4.06M ﹤0.01%
279,738
-287,460
-51% -$4.09M
HK
2065
DELISTED
Halcon Resources Corporation
HK
$4.06M ﹤0.01%
6,099
-978
-14% -$759K
HQH
2066
abrdn Healthcare Investors
HQH
$1.25B
$4.06M ﹤0.01%
153,807
+79,478
+107% +$1.95M
VMBS icon
2067
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$4.05M ﹤0.01%
79,370
-96,147
-55% -$4.95M
TSN icon
2068
PUT
Tyson Foods
TSN
$21.5B
$4.05M ﹤0.01%
121,000
+29,700
+33% +$905K
MJN
2069
CALL
DELISTED
Mead Johnson Nutrition Company
MJN
$4.05M ﹤0.01%
48,300
-2,852,700
-98% -$232M
CBL
2070
DELISTED
CBL& Associates Properties, Inc.
CBL
$4.04M ﹤0.01%
225,237
-226,355
-50% -$4.25M
AKAM icon
2071
CALL
Akamai
AKAM
$16.4B
$4.03M ﹤0.01%
85,400
+29,900
+54% +$1.41M
DHI icon
2072
CALL
D.R. Horton
DHI
$41.3B
$4.03M ﹤0.01%
180,400
-68,600
-28% -$1.33M
CHTR icon
2073
Charter Communications
CHTR
$15.7B
$4.03M ﹤0.01%
29,444
-24,389
-45% -$3.23M
FNF icon
2074
CALL
Fidelity National Financial
FNF
$14B
$4.02M ﹤0.01%
216,839
+215,963
+24,653% +$3.49M
WOLF icon
2075
CALL
Wolfspeed
WOLF
$1.19B
$4.01M ﹤0.01%
64,200
+41,400
+182% +$2.56M
81 82
83
84 85

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.