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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VET icon
2026
Vermilion Energy
VET
$1.63B
$3.51M ﹤0.01%
63,478
-1,835
-3% -$98.5K
TAL
2027
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$3.5M ﹤0.01%
75,001
-26,270
-26% -$1.13M
REGN icon
2028
CALL
Regeneron Pharmaceuticals
REGN
$70.5B
$3.5M ﹤0.01%
11,200
+3,200
+40% +$842K
BNY
2029
CALL
Bank of New York Mellon
BNY
$107B
$3.5M ﹤0.01%
116,000
-6,700
-5% -$205K
JTP
2030
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$3.5M ﹤0.01%
463,093
-57,511
-11% -$447K
BCIC
2031
BCP Investment Corp
BCIC
$89.1M
$3.5M ﹤0.01%
39,069
+3,913
+11% +$372K
RSPD icon
2032
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$312M
$3.48M ﹤0.01%
142,371
+35,889
+34% +$862K
SAFE
2033
Safehold
SAFE
$1.2B
$3.48M ﹤0.01%
59,372
+17,607
+42% +$986K
ATHN
2034
CALL
DELISTED
Athenahealth, Inc.
ATHN
$3.48M ﹤0.01%
32,000
+30,400
+1,900% +$3.29M
AGI icon
2035
Alamos Gold
AGI
$12.4B
$3.47M ﹤0.01%
223,342
+21,432
+11% +$321K
NVG icon
2036
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$3.47M ﹤0.01%
273,177
-49,932
-15% -$623K
CALM icon
2037
Cal-Maine
CALM
$4.22B
$3.46M ﹤0.01%
144,172
-75,804
-34% -$1.84M
ANDE icon
2038
Andersons Inc
ANDE
$2.51B
$3.46M ﹤0.01%
74,319
+36,937
+99% +$1.56M
RGC
2039
DELISTED
Regal Entertainment Group
RGC
$3.46M ﹤0.01%
182,140
+15,901
+10% +$298K
XSD icon
2040
State Street SPDR S&P Semiconductor ETF
XSD
$2.7B
$3.45M ﹤0.01%
120,316
+8,844
+8% +$248K
HYMB icon
2041
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$3.45M ﹤0.01%
131,852
+11,638
+10% +$297K
AIVI icon
2042
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$3.45M ﹤0.01%
75,805
-11,171
-13% -$481K
JCE icon
2043
Nuveen Core Equity Alpha Fund
JCE
$280M
$3.44M ﹤0.01%
221,936
+19,229
+9% +$302K
BGR icon
2044
BlackRock Energy and Resources Trust
BGR
$412M
$3.43M ﹤0.01%
133,059
-13,583
-9% -$349K
HUN icon
2045
PUT
Huntsman Corp
HUN
$2.07B
$3.43M ﹤0.01%
166,600
+95,000
+133% +$1.73M
KBE icon
2046
State Street SPDR S&P Bank ETF
KBE
$1.64B
$3.43M ﹤0.01%
114,368
+15,228
+15% +$466K
NAV
2047
DELISTED
Navistar International
NAV
$3.43M ﹤0.01%
94,087
+58,656
+166% +$2M
WTS icon
2048
Watts Water Technologies
WTS
$11.5B
$3.42M ﹤0.01%
60,759
+545
+0.9% +$29K
CRK icon
2049
CALL
Comstock Resources
CRK
$3.81B
$3.42M ﹤0.01%
43,000
+26,140
+155% +$2.09M
ELV icon
2050
CALL
Elevance Health
ELV
$82B
$3.42M ﹤0.01%
40,900
-8,600
-17% -$737K
80 81
82
83 84

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.