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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSMT icon
2001
Pricesmart
PSMT
$5.78B
$3.6M ﹤0.01%
37,818
-766
-2% -$68.8K
TQNT
2002
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$3.6M ﹤0.01%
443,533
+6,110
+1% +$46.7K
CONN
2003
CALL
DELISTED
Conn's Inc.
CONN
$3.6M ﹤0.01%
71,900
+4,200
+6% +$249K
RQI icon
2004
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$3.6M ﹤0.01%
368,055
-25,462
-6% -$261K
SBAC icon
2005
CALL
SBA Communications
SBAC
$18.3B
$3.59M ﹤0.01%
44,600
-22,300
-33% -$1.69M
CSGP icon
2006
CoStar Group
CSGP
$12.2B
$3.59M ﹤0.01%
213,550
-3,740
-2% -$57.4K
FDUS icon
2007
Fidus Investment
FDUS
$749M
$3.58M ﹤0.01%
184,360
+9,037
+5% +$173K
CBOE icon
2008
Cboe Global Markets
CBOE
$30.2B
$3.57M ﹤0.01%
78,908
-14,200
-15% -$673K
KOG
2009
DELISTED
KODIAK OIL & GAS CORP
KOG
$3.56M ﹤0.01%
295,614
+28,528
+11% +$286K
JPP
2010
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$3.56M ﹤0.01%
78,182
+70,750
+952% +$3.12M
GM.PRB
2011
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$3.56M ﹤0.01%
71,045
-30,684
-30% -$1.53M
CXA
2012
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
$3.56M ﹤0.01%
156,494
-16,636
-10% -$369K
NVS icon
2013
PUT
Novartis
NVS
$297B
$3.56M ﹤0.01%
51,782
+8,481
+20% +$561K
CDNS icon
2014
Cadence Design Systems
CDNS
$93B
$3.55M ﹤0.01%
262,691
-52,808
-17% -$758K
FAS icon
2015
CALL
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
$3.55M ﹤0.01%
206,400
-22,800
-10% -$403K
BWXT icon
2016
BWX Technologies
BWXT
$16B
$3.55M ﹤0.01%
147,106
+1,510
+1% +$34.2K
INXN
2017
DELISTED
Interxion Holding N.V.
INXN
$3.55M ﹤0.01%
159,439
-142,873
-47% -$3.53M
SUSA icon
2018
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$3.54M ﹤0.01%
100,118
-5,626
-5% -$198K
BRE
2019
DELISTED
BRE PROPERTIES INC CL A
BRE
$3.53M ﹤0.01%
69,579
-22,857
-25% -$1.15M
HDS
2020
DELISTED
HD Supply Holdings, Inc.
HDS
$3.52M ﹤0.01%
+160,409
New +$3.53M
AMAT icon
2021
CALL
Applied Materials
AMAT
$404B
$3.52M ﹤0.01%
200,900
-886,747
-82% -$14.2M
BZH icon
2022
Beazer Homes USA
BZH
$908M
$3.52M ﹤0.01%
195,635
-9,762
-5% -$172K
PBA icon
2023
Pembina Pipeline
PBA
$29.1B
$3.52M ﹤0.01%
106,130
-567
-0.5% -$17.8K
HOUS
2024
DELISTED
Anywhere Real Estate
HOUS
$3.52M ﹤0.01%
81,724
+13,917
+21% +$630K
DMLP icon
2025
Dorchester Minerals
DMLP
$1.31B
$3.51M ﹤0.01%
146,768
+1,895
+1% +$45.9K
79 80
81
82 83

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.