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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHE icon
1976
iShares US Pharmaceuticals ETF
IHE
$1.48B
$3.7M ﹤0.01%
104,283
+6,171
+6% +$217K
RZG icon
1977
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
$3.7M ﹤0.01%
154,551
+29,748
+24% +$683K
WDC icon
1978
PUT
Western Digital
WDC
$169B
$3.69M ﹤0.01%
76,999
-20,242
-21% -$999K
CFR icon
1979
Cullen/Frost Bankers
CFR
$10.3B
$3.69M ﹤0.01%
52,287
-16,413
-24% -$1.17M
PFE icon
1980
PUT
Pfizer
PFE
$141B
$3.68M ﹤0.01%
135,123
-372,273
-73% -$10.1M
POM
1981
DELISTED
PEPCO HOLDINGS, INC.
POM
$3.68M ﹤0.01%
199,406
+6,935
+4% +$135K
DNR
1982
CALL
DELISTED
Denbury Resources, Inc.
DNR
$3.68M ﹤0.01%
199,900
+192,900
+2,756% +$3.4M
CTAS icon
1983
Cintas
CTAS
$84.4B
$3.67M ﹤0.01%
286,940
+94,104
+49% +$1.14M
HPI
1984
John Hancock Preferred Income Fund
HPI
$429M
$3.67M ﹤0.01%
190,447
+88,108
+86% +$1.71M
NWG icon
1985
NatWest
NWG
$71.9B
$3.67M ﹤0.01%
294,025
-22,556
-7% -$252K
AFL icon
1986
PUT
Aflac
AFL
$64.3B
$3.66M ﹤0.01%
118,000
+105,200
+822% +$3.17M
FNFG
1987
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$3.66M ﹤0.01%
352,522
-75,783
-18% -$787K
PNC icon
1988
PUT
PNC Financial Services
PNC
$99.4B
$3.65M ﹤0.01%
50,400
+3,400
+7% +$254K
TTWO icon
1989
Take-Two Interactive
TTWO
$44.6B
$3.65M ﹤0.01%
200,811
+176,301
+719% +$3.08M
WAB icon
1990
Wabtec
WAB
$50B
$3.65M ﹤0.01%
58,036
-19,259
-25% -$1.13M
TXT icon
1991
Textron
TXT
$16.8B
$3.64M ﹤0.01%
131,996
-96,023
-42% -$2.68M
KOS icon
1992
CALL
Kosmos Energy
KOS
$1.46B
$3.64M ﹤0.01%
353,900
+22,900
+7% +$240K
MRO
1993
CALL
DELISTED
Marathon Oil Corporation
MRO
$3.63M ﹤0.01%
104,200
-180,100
-63% -$6.4M
QAI icon
1994
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$3.63M ﹤0.01%
127,161
+3,175
+3% +$89.6K
EWX icon
1995
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$665M
$3.63M ﹤0.01%
79,841
+9,853
+14% +$442K
USG
1996
DELISTED
Usg
USG
$3.63M ﹤0.01%
127,045
-420
-0.3% -$10.7K
LAD icon
1997
Lithia Motors
LAD
$7.84B
$3.63M ﹤0.01%
49,721
+23,282
+88% +$1.52M
QRE
1998
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$3.61M ﹤0.01%
221,966
-63,221
-22% -$1.06M
ANSS
1999
DELISTED
Ansys
ANSS
$3.61M ﹤0.01%
41,683
-15,694
-27% -$1.31M
ATR icon
2000
AptarGroup
ATR
$8.48B
$3.6M ﹤0.01%
59,939
+17,865
+42% +$1.06M
78 79
80
81 82

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.