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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
1926
Brown-Forman Class B
BF.B
$12.4B
$3.94M ﹤0.01%
180,753
-22,378
-11% -$504K
IFGL icon
1927
iShares International Developed Real Estate ETF
IFGL
$82.4M
$3.94M ﹤0.01%
117,432
-10,442
-8% -$339K
PEY icon
1928
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$3.93M ﹤0.01%
355,709
-52,691
-13% -$582K
CS
1929
DELISTED
Credit Suisse Group
CS
$3.93M ﹤0.01%
128,643
-230,017
-64% -$6.84M
EV
1930
DELISTED
Eaton Vance Corp.
EV
$3.92M ﹤0.01%
100,864
-47,884
-32% -$1.91M
ETFC
1931
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$3.92M ﹤0.01%
237,400
+227,800
+2,373% +$3.4M
PVH icon
1932
PVH
PVH
$3.83B
$3.91M ﹤0.01%
32,906
-2,199
-6% -$282K
RL icon
1933
PUT
Ralph Lauren
RL
$22.6B
$3.9M ﹤0.01%
23,700
+20,600
+665% +$3.57M
AXS icon
1934
AXIS Capital
AXS
$8.63B
$3.9M ﹤0.01%
89,912
+38,071
+73% +$1.68M
CHY
1935
Calamos Convertible and High Income Fund
CHY
$1.02B
$3.89M ﹤0.01%
310,604
-3,386
-1% -$41.9K
RMD icon
1936
ResMed
RMD
$29.4B
$3.88M ﹤0.01%
73,507
-21,060
-22% -$1.02M
NCZ
1937
Virtus Convertible & Income Fund II
NCZ
$290M
$3.87M ﹤0.01%
112,329
+27,512
+32% +$950K
TGB
1938
Trekor Metals
TGB
$2.57B
$3.87M ﹤0.01%
1,896,040
+10,139
+0.5% +$20.9K
TGI
1939
DELISTED
Triumph Group
TGI
$3.87M ﹤0.01%
55,037
-14,984
-21% -$1.16M
SN
1940
CALL
DELISTED
Sanchez Energy Corporation
SN
$3.86M ﹤0.01%
146,000
+144,900
+13,173% +$3.44M
EBAY icon
1941
PUT
eBay
EBAY
$50B
$3.85M ﹤0.01%
163,944
-116,662
-42% -$2.62M
TIVO
1942
DELISTED
Tivo Inc
TIVO
$3.84M ﹤0.01%
200,521
+165,074
+466% +$3.3M
URBN icon
1943
Urban Outfitters
URBN
$6.2B
$3.84M ﹤0.01%
104,416
+62,701
+150% +$2.57M
BXMX
1944
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.84M ﹤0.01%
317,549
+16,979
+6% +$211K
JOY
1945
CALL
DELISTED
Joy Global Inc
JOY
$3.83M ﹤0.01%
75,100
+39,000
+108% +$1.99M
TIF
1946
DELISTED
Tiffany & Co.
TIF
$3.83M ﹤0.01%
50,011
-329,930
-87% -$26M
UVV icon
1947
Universal Corp
UVV
$1.34B
$3.83M ﹤0.01%
75,231
+49,642
+194% +$2.75M
RNR icon
1948
RenaissanceRe
RNR
$13.7B
$3.83M ﹤0.01%
42,283
+33,280
+370% +$2.91M
TAN icon
1949
Invesco Solar ETF
TAN
$1.47B
$3.82M ﹤0.01%
110,813
+88,761
+403% +$2.49M
BIG
1950
CALL
DELISTED
Big Lots, Inc.
BIG
$3.82M ﹤0.01%
103,000
+8,400
+9% +$297K
76 77
78
79 80

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.