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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XES icon
1901
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$372M
$4M ﹤0.01%
9,527
-2,270
-19% -$936K
HSIC icon
1902
Henry Schein
HSIC
$9.77B
$4M ﹤0.01%
98,267
-56,829
-37% -$2.3M
MYD
1903
DELISTED
BlackRock MuniYield Fund
MYD
$4M ﹤0.01%
299,300
+48,413
+19% +$650K
NRG icon
1904
NRG Energy
NRG
$28.9B
$4M ﹤0.01%
146,232
+102,319
+233% +$2.76M
HLSS
1905
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$3.99M ﹤0.01%
181,482
-23,317
-11% -$553K
VAL
1906
DELISTED
Valspar
VAL
$3.99M ﹤0.01%
62,971
-3,543
-5% -$232K
CM icon
1907
PUT
Canadian Imperial Bank of Commerce
CM
$108B
$3.99M ﹤0.01%
+102,076
New +$3.81M
TPC
1908
Tutor Perini Cor
TPC
$4.42B
$3.99M ﹤0.01%
187,006
+34,265
+22% +$662K
AVP
1909
DELISTED
Avon Products, Inc.
AVP
$3.99M ﹤0.01%
193,522
+47,993
+33% +$1.03M
MUR icon
1910
Murphy Oil
MUR
$5.44B
$3.98M ﹤0.01%
66,019
-1,433
-2% -$84.4K
PFE icon
1911
CALL
Pfizer
PFE
$142B
$3.98M ﹤0.01%
145,979
-3,813,161
-96% -$104M
AMG icon
1912
Affiliated Managers Group
AMG
$9.53B
$3.98M ﹤0.01%
21,775
-3,236
-13% -$575K
USG
1913
CALL
DELISTED
Usg
USG
$3.97M ﹤0.01%
138,800
+1,200
+0.9% +$30.5K
EFT
1914
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$3.96M ﹤0.01%
254,159
-13,872
-5% -$226K
GME icon
1915
PUT
GameStop
GME
$9.67B
$3.96M ﹤0.01%
318,800
-128,000
-29% -$1.53M
CMRE icon
1916
Costamare
CMRE
$1.9B
$3.96M ﹤0.01%
224,399
+19,309
+9% +$340K
VTOL icon
1917
Bristow Group
VTOL
$1.35B
$3.96M ﹤0.01%
72,783
+2,282
+3% +$117K
AIV
1918
Aimco
AIV
$387M
$3.96M ﹤0.01%
1,062,528
-71,472
-6% -$277K
DSI icon
1919
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$3.95M ﹤0.01%
125,524
+8,918
+8% +$280K
EMLC icon
1920
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$3.95M ﹤0.01%
81,315
-17,678
-18% -$856K
LOGI icon
1921
PUT
Logitech
LOGI
$15.3B
$3.95M ﹤0.01%
446,076
+105,269
+31% +$787K
SNPS icon
1922
Synopsys
SNPS
$74.8B
$3.95M ﹤0.01%
104,726
+44,408
+74% +$1.65M
ARW icon
1923
Arrow Electronics
ARW
$10.6B
$3.94M ﹤0.01%
81,267
+24,205
+42% +$1.11M
WHF icon
1924
WhiteHorse Finance
WHF
$141M
$3.94M ﹤0.01%
261,162
+17,480
+7% +$269K
BSJG
1925
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$3.94M ﹤0.01%
147,949
+24,711
+20% +$654K
75 76
77
78 79

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.