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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SODA
1851
DELISTED
SodaStream International Ltd
SODA
$5.06M ﹤0.01%
101,890
-54,174
-35% -$3.08M
TCOM icon
1852
Trip.com Group
TCOM
$27.5B
$5.05M ﹤0.01%
203,772
+98,338
+93% +$2.57M
DTE icon
1853
DTE Energy
DTE
$31.1B
$5.05M ﹤0.01%
89,419
-104,980
-54% -$6.02M
HLF icon
1854
Herbalife
HLF
$1.23B
$5.04M ﹤0.01%
128,162
-198,178
-61% -$6.87M
SD
1855
DELISTED
SANDRIDGE ENERGY, INC.
SD
$5.04M ﹤0.01%
830,610
+413,374
+99% +$2.47M
FLEX icon
1856
Flex
FLEX
$43.4B
$5.04M ﹤0.01%
860,477
-11,909
-1% -$72.3K
MFIN icon
1857
Medallion Financial
MFIN
$226M
$5.04M ﹤0.01%
350,876
+32,584
+10% +$509K
AME icon
1858
Ametek
AME
$55.5B
$5.03M ﹤0.01%
95,506
-11,217
-11% -$542K
RWL icon
1859
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$5.03M ﹤0.01%
137,798
+14,395
+12% +$501K
RWR icon
1860
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$5.03M ﹤0.01%
70,538
-27,811
-28% -$2.04M
ARP
1861
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$5.03M ﹤0.01%
245,375
+52,644
+27% +$1.07M
EFR
1862
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$5.02M ﹤0.01%
333,377
-30,672
-8% -$471K
BDJ icon
1863
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$5.02M ﹤0.01%
632,271
+39,400
+7% +$305K
COP icon
1864
PUT
ConocoPhillips
COP
$147B
$5.02M ﹤0.01%
71,000
+400
+0.6% +$28.7K
LNT icon
1865
Alliant Energy
LNT
$19.4B
$5.01M ﹤0.01%
194,194
+26,720
+16% +$690K
WT icon
1866
WisdomTree
WT
$2.97B
$5.01M ﹤0.01%
282,780
+72,159
+34% +$1.03M
JSN
1867
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$5M ﹤0.01%
395,352
+47,240
+14% +$583K
DRC
1868
DELISTED
DRESSER-RAND GROUP INC
DRC
$4.99M ﹤0.01%
83,727
+4,526
+6% +$268K
DE icon
1869
CALL
Deere & Co
DE
$170B
$4.99M ﹤0.01%
54,600
-75,800
-58% -$6.42M
NEM icon
1870
PUT
Newmont
NEM
$98.2B
$4.99M ﹤0.01%
216,500
-196,900
-48% -$5.06M
GG
1871
PUT
DELISTED
Goldcorp Inc
GG
$4.98M ﹤0.01%
230,000
+186,400
+428% +$4.38M
ANDX
1872
CALL
DELISTED
Andeavor Logistics LP
ANDX
$4.98M ﹤0.01%
+95,200
New +$5.05M
AYI icon
1873
Acuity Brands
AYI
$9.88B
$4.98M ﹤0.01%
45,551
+23,300
+105% +$2.37M
SNPS icon
1874
Synopsys
SNPS
$71.5B
$4.96M ﹤0.01%
122,338
+17,612
+17% +$659K
BMO icon
1875
PUT
Bank of Montreal
BMO
$125B
$4.94M ﹤0.01%
+74,100
New +$5.04M
73 74
75
76 77

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.