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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
1801
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$4.46M ﹤0.01%
145,072
+111,859
+337% +$3.44M
GT icon
1802
Goodyear
GT
$2.07B
$4.46M ﹤0.01%
198,707
+71,653
+56% +$1.37M
IFF icon
1803
International Flavors & Fragrances
IFF
$19.4B
$4.46M ﹤0.01%
54,214
+10,523
+24% +$852K
BDJ icon
1804
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$4.46M ﹤0.01%
592,871
-144,955
-20% -$1.11M
M icon
1805
PUT
Macy's
M
$6.15B
$4.46M ﹤0.01%
103,000
+53,300
+107% +$2.49M
DPZ icon
1806
Domino's
DPZ
$11B
$4.44M ﹤0.01%
65,345
-11,923
-15% -$754K
BRW
1807
Saba Capital Income & Opportunities Fund
BRW
$336M
$4.44M ﹤0.01%
366,321
+70,285
+24% +$858K
ROC
1808
DELISTED
ROCKWOOD HLDGS INC
ROC
$4.44M ﹤0.01%
66,330
+6,383
+11% +$421K
MTGE
1809
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$4.44M ﹤0.01%
224,428
+23,271
+12% +$450K
NTES icon
1810
NetEase
NTES
$76.5B
$4.42M ﹤0.01%
304,635
+153,450
+101% +$2.1M
OSG
1811
Octave Specialty Group
OSG
$252M
$4.42M ﹤0.01%
243,669
-1,126,247
-82% -$25.7M
GSG icon
1812
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
$4.42M ﹤0.01%
136,462
+18,604
+16% +$611K
SPLV icon
1813
PUT
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.41M ﹤0.01%
141,500
+3,300
+2% +$104K
XLK icon
1814
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.41M ﹤0.01%
275,400
+233,400
+556% +$3.72M
IRM icon
1815
Iron Mountain
IRM
$38.2B
$4.41M ﹤0.01%
176,577
+136,324
+339% +$3.46M
MHY
1816
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$4.41M ﹤0.01%
774,784
-9,511
-1% -$53.3K
INVN
1817
DELISTED
Invensense Inc
INVN
$4.41M ﹤0.01%
250,041
+116,126
+87% +$1.96M
LTM
1818
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$4.4M ﹤0.01%
291,968
+166,418
+133% +$2.34M
SPEM icon
1819
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$4.4M ﹤0.01%
139,336
+15,300
+12% +$470K
UTX.PRA
1820
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
0
– –
M icon
1821
CALL
Macy's
M
$6.15B
$4.38M ﹤0.01%
101,300
-485,800
-83% -$22.7M
VCBI
1822
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
$4.38M ﹤0.01%
281,381
-14,693
-5% -$222K
JCI icon
1823
CALL
Johnson Controls International
JCI
$87.5B
$4.37M ﹤0.01%
100,657
-73,631
-42% -$3.12M
JPM.WS
1824
DELISTED
JPMorgan Chase
JPM.WS
$4.37M ﹤0.01%
260,851
+167,066
+178% +$2.81M
MKL icon
1825
Markel Group
MKL
$25B
$4.36M ﹤0.01%
8,415
+950
+13% +$499K
71 72
73
74 75

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.