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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
1751
PUT
Ionis Pharmaceuticals
IONS
$9.35B
$4.76M ﹤0.01%
126,700
+63,000
+99% +$1.88M
FIRE
1752
DELISTED
SOURCEFIRE INC COM STK
FIRE
$4.75M ﹤0.01%
62,611
-45,588
-42% -$3.26M
INFY icon
1753
Infosys
INFY
$45B
$4.75M ﹤0.01%
790,152
-173,184
-18% -$1.03M
APL
1754
CALL
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$4.75M ﹤0.01%
122,400
-51,000
-29% -$1.94M
MFIN icon
1755
Medallion Financial
MFIN
$226M
$4.74M ﹤0.01%
318,292
+15,366
+5% +$225K
SONY icon
1756
Sony
SONY
$123B
$4.73M ﹤0.01%
1,098,870
+78,395
+8% +$332K
USCI icon
1757
US Commodity Index
USCI
$372M
$4.71M ﹤0.01%
84,168
+3,781
+5% +$211K
HSP
1758
DELISTED
HOSPIRA INC
HSP
$4.7M ﹤0.01%
119,851
-4,774
-4% -$190K
NRK icon
1759
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$4.69M ﹤0.01%
383,277
+54,561
+17% +$672K
SWK icon
1760
PUT
Stanley Black & Decker
SWK
$14.2B
$4.69M ﹤0.01%
51,800
-2,400
-4% -$206K
RGR icon
1761
Sturm, Ruger & Co
RGR
$610M
$4.69M ﹤0.01%
74,883
+4,574
+7% +$246K
TGT icon
1762
PUT
Target
TGT
$62.1B
$4.68M ﹤0.01%
73,200
-44,500
-38% -$3.03M
PTH icon
1763
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
$4.67M ﹤0.01%
324,966
+46,530
+17% +$661K
XLKS
1764
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$4.66M ﹤0.01%
114,245
+36,091
+46% +$1.47M
WPP icon
1765
WPP
WPP
$4.04B
$4.65M ﹤0.01%
45,188
-11,140
-20% -$1.05M
DLTR icon
1766
Dollar Tree
DLTR
$23.1B
$4.65M ﹤0.01%
81,315
+24,182
+42% +$1.31M
ABBV icon
1767
CALL
AbbVie
ABBV
$458B
$4.64M ﹤0.01%
103,700
+28,700
+38% +$1.27M
LII icon
1768
Lennox International
LII
$18.8B
$4.63M ﹤0.01%
61,527
+11,134
+22% +$786K
TU icon
1769
Telus
TU
$16B
$4.62M ﹤0.01%
279,018
-126,362
-31% -$1.97M
MMP
1770
CALL
DELISTED
Magellan Midstream Partners, L.P.
MMP
$4.62M ﹤0.01%
81,800
+56,300
+221% +$3.09M
STN icon
1771
Stantec
STN
$7.69B
$4.61M ﹤0.01%
179,934
+49,930
+38% +$1.18M
CSX icon
1772
PUT
CSX Corp
CSX
$98.6B
$4.59M ﹤0.01%
535,500
-4,200
-0.8% -$35.3K
CNC icon
1773
Centene
CNC
$31.3B
$4.58M ﹤0.01%
286,464
+205,364
+253% +$2.96M
GDV icon
1774
Gabelli Dividend & Income Trust
GDV
$2.6B
$4.58M ﹤0.01%
242,719
+1,310
+0.5% +$24.7K
CMC icon
1775
Commercial Metals
CMC
$7.63B
$4.58M ﹤0.01%
270,011
+78,494
+41% +$1.23M
69 70
71
72 73

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.