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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
151
UnitedHealth
UNH
$385B
$143M 0.15%
1,992,257
+72,387
+4% +$5.18M
COLE
152
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$143M 0.15%
+11,625,569
New +$132M
RSP icon
153
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$142M 0.15%
2,180,459
+498,599
+30% +$32.2M
IBB icon
154
iShares Biotechnology ETF
IBB
$9.35B
$142M 0.15%
2,034,612
+148,749
+8% +$9.75M
VB icon
155
Vanguard Small-Cap ETF
VB
$79.3B
$141M 0.14%
1,374,957
+209,654
+18% +$20.9M
SHY icon
156
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$141M 0.14%
1,664,090
+182,757
+12% +$15.4M
DEM icon
157
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.89B
$140M 0.14%
2,705,023
-1,591
-0.1% -$79.9K
YUM icon
158
Yum! Brands
YUM
$40.6B
$136M 0.14%
2,645,568
+354,462
+15% +$18.4M
GIS icon
159
General Mills
GIS
$19B
$136M 0.14%
2,829,911
+142,758
+5% +$7.17M
COP icon
160
ConocoPhillips
COP
$146B
$136M 0.14%
1,950,318
-152,829
-7% -$10.2M
IP icon
161
CALL
International Paper
IP
$20.1B
$135M 0.14%
3,218,134
+1,090,593
+51% +$48.5M
DD icon
162
DuPont de Nemours
DD
$18.6B
$132M 0.14%
1,360,381
+37,497
+3% +$3.49M
NGLS
163
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$132M 0.13%
2,555,301
+361,251
+16% +$18.2M
EWZ icon
164
PUT
iShares MSCI Brazil ETF
EWZ
$9.16B
$129M 0.13%
2,689,800
+511,600
+23% +$22.7M
MDLZ icon
165
Mondelez International
MDLZ
$77.1B
$129M 0.13%
4,089,924
+324,183
+9% +$10.1M
AMLP icon
166
Alerian MLP ETF
AMLP
$12.9B
$128M 0.13%
1,454,915
+47,656
+3% +$4.2M
MOS icon
167
PUT
The Mosaic Company
MOS
$7.08B
$127M 0.13%
2,949,289
+2,163,889
+276% +$101M
DVY icon
168
iShares Select Dividend ETF
DVY
$23.6B
$126M 0.13%
1,896,523
+1,297
+0.1% +$86.2K
VCSH icon
169
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$125M 0.13%
1,572,741
+277,461
+21% +$22M
TRV icon
170
Travelers Companies
TRV
$78.5B
$125M 0.13%
1,471,212
+151,113
+11% +$12.5M
VGT icon
171
Vanguard Information Technology ETF
VGT
$140B
$124M 0.13%
12,298,344
+848,224
+7% +$8.34M
WMB icon
172
Williams Companies
WMB
$92B
$124M 0.13%
3,409,237
+559,907
+20% +$19.6M
META icon
173
CALL
Meta Platforms (Facebook)
META
$1.54T
$124M 0.13%
2,461,600
+1,638,357
+199% +$61M
RGP
174
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$123M 0.13%
4,296,959
+7,781
+0.2% +$216K
IJH icon
175
iShares Core S&P Mid-Cap ETF
IJH
$122B
$122M 0.13%
4,928,875
+219,055
+5% +$5.35M
5 6
7
8 9

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.