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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJI
1701
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$4.98M 0.01%
602,657
-117,804
-16% -$985K
ARG
1702
DELISTED
Airgas Inc
ARG
$4.98M 0.01%
46,938
+2,652
+6% +$272K
CBSH icon
1703
Commerce Bancshares
CBSH
$8.5B
$4.98M 0.01%
214,164
-41,636
-16% -$990K
AKAM icon
1704
PUT
Akamai
AKAM
$16.8B
$4.97M 0.01%
96,200
+81,100
+537% +$3.82M
WYNN icon
1705
PUT
Wynn Resorts
WYNN
$10.1B
$4.96M 0.01%
31,400
-74,700
-70% -$10.5M
BBY icon
1706
PUT
Best Buy
BBY
$18B
$4.96M 0.01%
132,200
+37,500
+40% +$1.25M
FWLT
1707
PUT
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$4.95M 0.01%
188,000
+23,400
+14% +$547K
DRC
1708
DELISTED
DRESSER-RAND GROUP INC
DRC
$4.94M 0.01%
79,201
-4,585
-5% -$286K
PKB icon
1709
Invesco Building & Construction ETF
PKB
$438M
$4.94M 0.01%
242,936
+35,132
+17% +$694K
BSCJ
1710
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$4.93M 0.01%
239,349
+7,297
+3% +$149K
MDU icon
1711
MDU Resources
MDU
$4.44B
$4.93M 0.01%
463,402
-46,743
-9% -$493K
KIM icon
1712
Kimco Realty
KIM
$17.6B
$4.92M 0.01%
244,073
-26,370
-10% -$562K
NCV
1713
Virtus Convertible & Income Fund
NCV
$374M
$4.92M 0.01%
130,453
+4,580
+4% +$171K
TECK icon
1714
Teck Resources
TECK
$29.5B
$4.92M 0.01%
183,275
-174,662
-49% -$4.39M
CNX icon
1715
CNX Resources
CNX
$4.85B
$4.92M 0.01%
175,361
-12,972
-7% -$339K
SPDW icon
1716
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$4.92M 0.01%
175,475
+79,010
+82% +$2.13M
AME icon
1717
Ametek
AME
$55.5B
$4.91M 0.01%
106,723
-33,066
-24% -$1.49M
DWM icon
1718
WisdomTree International Equity Fund
DWM
$666M
$4.91M 0.01%
94,980
-23,605
-20% -$1.17M
AGNC icon
1719
CALL
AGNC Investment
AGNC
$12.3B
$4.91M 0.01%
217,400
-42,500
-16% -$957K
SVU
1720
DELISTED
SUPERVALU Inc.
SVU
$4.91M 0.01%
85,203
-1,744
-2% -$91.9K
COP icon
1721
PUT
ConocoPhillips
COP
$147B
$4.91M 0.01%
70,600
+22,600
+47% +$1.51M
WBD icon
1722
CALL
Warner Bros
WBD
$64.6B
$4.91M 0.01%
+113,702
New +$4.73M
JNPR
1723
DELISTED
Juniper Networks
JNPR
$4.89M 0.01%
246,247
+81,069
+49% +$1.67M
YOKU
1724
PUT
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$4.89M 0.01%
178,500
+80,400
+82% +$1.84M
BMY icon
1725
PUT
Bristol-Myers Squibb
BMY
$127B
$4.89M 0.01%
105,600
+49,700
+89% +$2.18M
67 68
69
70 71

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.