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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
1626
Sun Life Financial
SLF
$45.6B
$5.49M 0.01%
171,556
+36,179
+27% +$1.15M
KDP icon
1627
Keurig Dr Pepper
KDP
$40.4B
$5.47M 0.01%
121,975
+14,347
+13% +$660K
ATVI
1628
CALL
DELISTED
Activision Blizzard
ATVI
$5.46M 0.01%
327,600
-313,500
-49% -$5.18M
WEN icon
1629
Wendy's
WEN
$1.33B
$5.46M 0.01%
643,645
-138,108
-18% -$1.04M
F icon
1630
CALL
Ford
F
$57.3B
$5.46M 0.01%
323,450
-1,772,595
-85% -$29.9M
QEP
1631
DELISTED
QEP RESOURCES, INC.
QEP
$5.45M 0.01%
196,837
+3,186
+2% +$92.1K
DHI icon
1632
D.R. Horton
DHI
$41B
$5.42M 0.01%
279,211
+73,006
+35% +$1.45M
DFS
1633
CALL
DELISTED
Discover Financial Services
DFS
$5.42M 0.01%
107,200
+80,500
+301% +$4.03M
VGSH icon
1634
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$5.42M 0.01%
88,933
+1,449
+2% +$88.1K
VEON icon
1635
VEON
VEON
$3.53B
$5.41M 0.01%
18,431
-7,376
-29% -$1.96M
LNCO
1636
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$5.41M 0.01%
185,547
-27,214
-13% -$790K
CERS icon
1637
Cerus
CERS
$587M
$5.41M 0.01%
805,500
+49,500
+7% +$269K
HK
1638
DELISTED
Halcon Resources Corporation
HK
$5.41M 0.01%
7,077
+2,007
+40% +$1.83M
PPT
1639
Franklin Premier Income Trust
PPT
$323M
$5.39M 0.01%
1,025,243
+65,839
+7% +$347K
FMC icon
1640
FMC
FMC
$1.42B
$5.39M 0.01%
86,631
+40,900
+89% +$2.35M
SMC
1641
Summit Midstream
SMC
$421M
$5.39M 0.01%
10,577
-333
-3% -$168K
FDS icon
1642
Factset
FDS
$9.05B
$5.38M 0.01%
49,302
-56,493
-53% -$6.1M
TOL icon
1643
CALL
Toll Brothers
TOL
$14B
$5.37M 0.01%
165,500
+115,600
+232% +$3.74M
GTLS
1644
DELISTED
Chart Industries
GTLS
$5.36M 0.01%
43,576
-4,587
-10% -$516K
ETO
1645
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$492M
$5.34M 0.01%
236,753
+266
+0.1% +$6.11K
EUM icon
1646
ProShares Trust Short MSCI Emerging Markets
EUM
$10.9M
$5.34M 0.01%
96,947
+47,098
+94% +$2.7M
ANF icon
1647
CALL
Abercrombie & Fitch
ANF
$4.17B
$5.33M 0.01%
150,800
+113,900
+309% +$5.04M
UNM icon
1648
Unum
UNM
$13.8B
$5.3M 0.01%
174,187
+37,217
+27% +$1.14M
FIG
1649
DELISTED
Fortress Investment Group Llc
FIG
$5.3M 0.01%
667,018
+368,778
+124% +$2.77M
WYNN icon
1650
CALL
Wynn Resorts
WYNN
$10.1B
$5.29M 0.01%
33,500
-84,400
-72% -$11.8M
64 65
66
67 68

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.