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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIMX
1576
Himax Technologies
HIMX
$2.63B
$8.46M 0.01%
833,625
+61,460
+8% +$464K
CXO
1577
DELISTED
CONCHO RESOURCES INC.
CXO
$8.46M 0.01%
67,463
-81,491
-55% -$11.2M
DVN icon
1578
CALL
Devon Energy
DVN
$49.3B
$8.45M 0.01%
123,900
-35,300
-22% -$2.63M
AIV
1579
Aimco
AIV
$379M
$8.45M 0.01%
1,992,418
+123,486
+7% +$550K
MO icon
1580
PUT
Altria Group
MO
$107B
$8.44M 0.01%
183,600
+16,300
+10% +$698K
STLD icon
1581
Steel Dynamics
STLD
$37.7B
$8.43M 0.01%
373,012
+175,430
+89% +$3.84M
RGLD icon
1582
CALL
Royal Gold
RGLD
$19.7B
$8.41M 0.01%
129,500
-800
-0.6% -$59.7K
GM.WS.A
1583
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$8.4M 0.01%
375,348
-2,316
-0.6% -$58.3K
TIVO
1584
DELISTED
TIVO INC
TIVO
$8.38M 0.01%
654,852
+77,918
+14% +$1.05M
QABA icon
1585
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.4M
$8.36M 0.01%
246,564
+33,339
+16% +$1.16M
SPG icon
1586
CALL
Simon Property Group
SPG
$71.4B
$8.35M 0.01%
+50,800
New +$8.55M
KR icon
1587
Kroger
KR
$34.3B
$8.32M 0.01%
319,958
-2,664
-0.8% -$67.3K
FSD
1588
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$8.3M 0.01%
485,535
+34,557
+8% +$606K
ASH icon
1589
Ashland
ASH
$3.42B
$8.3M 0.01%
162,913
+1,288
+0.8% +$67.1K
LKM
1590
DELISTED
Link Motion Inc.
LKM
$8.29M 0.01%
1,188,906
+867,197
+270% +$5.31M
GPOR
1591
CALL
DELISTED
Gulfport Energy Corp.
GPOR
$8.28M 0.01%
155,000
+154,900
+154,900% +$8.9M
TNL icon
1592
Travel + Leisure Co
TNL
$4.58B
$8.27M 0.01%
225,558
+117,800
+109% +$4.19M
SPEU icon
1593
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$8.26M 0.01%
224,686
-158,123
-41% -$6.04M
IFGL icon
1594
iShares International Developed Real Estate ETF
IFGL
$82.2M
$8.25M 0.01%
274,544
-51,912
-16% -$1.65M
USIG icon
1595
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$8.25M 0.01%
149,234
+4,814
+3% +$268K
WHR icon
1596
Whirlpool
WHR
$2.79B
$8.24M 0.01%
56,552
-66,255
-54% -$9.79M
DE icon
1597
PUT
Deere & Co
DE
$167B
$8.23M 0.01%
100,400
+91,000
+968% +$7.78M
NCV
1598
Virtus Convertible & Income Fund
NCV
$393M
$8.23M 0.01%
215,436
+7,158
+3% +$288K
JPS
1599
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8.22M 0.01%
944,181
-216,897
-19% -$1.94M
INGR icon
1600
Ingredion
INGR
$6.54B
$8.22M 0.01%
108,499
+45,382
+72% +$3.53M
62 63
64
65 66

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.