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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
126
Eversource Energy
ES
$28.1B
$171M 0.18%
4,156,691
+612,160
+17% +$25.9M
BTI icon
127
British American Tobacco
BTI
$129B
$171M 0.17%
3,251,250
+450,438
+16% +$23.8M
SFD
128
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
$170M 0.17%
5,000,000
+4,900,000
+4,900% +$164M
AGG icon
129
iShares Core US Aggregate Bond ETF
AGG
$137B
$169M 0.17%
1,573,917
-249,281
-14% -$26.6M
IVW icon
130
iShares S&P 500 Growth ETF
IVW
$72.9B
$168M 0.17%
7,504,540
+208,188
+3% +$4.6M
JWN
131
DELISTED
Nordstrom
JWN
$166M 0.17%
2,947,736
+2,653,827
+903% +$157M
XLV icon
132
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$166M 0.17%
3,271,562
-1,906,281
-37% -$95.8M
OIS icon
133
Oil States International
OIS
$522M
$165M 0.17%
2,797,856
+2,172,024
+347% +$119M
ETP
134
DELISTED
Energy Transfer Partners, L.P.
ETP
$163M 0.17%
4,908,164
+108,806
+2% +$3.47M
PSO icon
135
Pearson
PSO
$9.63B
$162M 0.17%
7,978,063
+680,824
+9% +$13.6M
EWZ icon
136
iShares MSCI Brazil ETF
EWZ
$9.16B
$162M 0.17%
3,381,425
+1,725,627
+104% +$76.7M
ESRX
137
DELISTED
Express Scripts Holding Company
ESRX
$161M 0.16%
2,599,880
+339,347
+15% +$21.9M
MET icon
138
MetLife
MET
$59.5B
$160M 0.16%
3,811,874
+237,916
+7% +$10.3M
XLY icon
139
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$158M 0.16%
5,213,864
-92,940
-2% -$2.76M
EMC
140
DELISTED
EMC CORPORATION
EMC
$156M 0.16%
6,107,838
-818,522
-12% -$21.3M
BPL
141
DELISTED
Buckeye Partners, L.P.
BPL
$155M 0.16%
2,360,469
+75,889
+3% +$5.25M
DD
142
DELISTED
Du Pont De Nemours E I
DD
$154M 0.16%
2,774,704
+250,438
+10% +$13.7M
EPB
143
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$153M 0.16%
3,622,279
-37,654
-1% -$1.59M
EBAY icon
144
eBay
EBAY
$48.5B
$151M 0.15%
6,421,896
+2,894,897
+82% +$64.9M
IYR icon
145
PUT
iShares US Real Estate ETF
IYR
$4.49B
$149M 0.15%
2,341,000
+1,605,200
+218% +$105M
ABT icon
146
Abbott
ABT
$175B
$149M 0.15%
4,487,677
+929,270
+26% +$32.6M
XLK icon
147
State Street Technology Select Sector SPDR ETF
XLK
$116B
$147M 0.15%
9,154,354
-1,410,544
-13% -$22.5M
VOO icon
148
Vanguard S&P 500 ETF
VOO
$967B
$145M 0.15%
939,103
+676,217
+257% +$104M
BSV icon
149
Vanguard Short-Term Bond ETF
BSV
$44.6B
$144M 0.15%
1,794,909
-56,652
-3% -$4.54M
DB icon
150
Deutsche Bank
DB
$65.3B
$143M 0.15%
3,650,086
+1,685,403
+86% +$64.9M
4 5
6
7 8

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.