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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
1451
CALL
Energy Transfer Partners
ET
$70.1B
$6.71M 0.01%
408,000
+29,600
+8% +$471K
ACM icon
1452
Aecom
ACM
$9.07B
$6.71M 0.01%
214,501
-30,072
-12% -$941K
FFIV icon
1453
F5
FFIV
$22.1B
$6.7M 0.01%
78,096
-17,536
-18% -$1.49M
PSQ icon
1454
ProShares Short QQQ
PSQ
$694M
$6.7M 0.01%
16,310
+4,689
+40% +$2.01M
FIS icon
1455
Fidelity National Information Services
FIS
$21.5B
$6.69M 0.01%
144,008
+14,060
+11% +$637K
RALS
1456
DELISTED
ProShares RAFI Long/Short
RALS
$6.69M 0.01%
+161,454
New +$6.8M
PNQI icon
1457
Invesco NASDAQ Internet ETF
PNQI
$501M
$6.68M 0.01%
542,315
+7,160
+1% +$79.8K
HA
1458
DELISTED
Hawaiian Holdings, Inc.
HA
$6.68M 0.01%
897,438
+84,836
+10% +$606K
MJN
1459
PUT
DELISTED
Mead Johnson Nutrition Company
MJN
$6.68M 0.01%
89,900
+42,800
+91% +$3.21M
SLCA
1460
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$6.66M 0.01%
267,608
+65,873
+33% +$1.54M
MO icon
1461
CALL
Altria Group
MO
$122B
$6.65M 0.01%
193,600
-19,300
-9% -$680K
WMT icon
1462
CALL
Walmart Inc
WMT
$871B
$6.65M 0.01%
269,700
-265,200
-50% -$6.69M
IGV icon
1463
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$6.65M 0.01%
435,710
-14,525
-3% -$214K
MGM icon
1464
MGM Resorts International
MGM
$11.7B
$6.64M 0.01%
325,088
-296,577
-48% -$5.17M
ROK icon
1465
Rockwell Automation
ROK
$51.4B
$6.64M 0.01%
62,078
+1,175
+2% +$115K
NUS icon
1466
Nu Skin
NUS
$247M
$6.63M 0.01%
69,266
+11,378
+20% +$966K
TGT icon
1467
CALL
Target
TGT
$62.1B
$6.63M 0.01%
103,600
+200
+0.2% +$13.6K
BBD icon
1468
Banco Bradesco
BBD
$38.1B
$6.63M 0.01%
1,217,896
+855,032
+236% +$4.21M
EQL icon
1469
ALPS Equal Sector Weight ETF
EQL
$753M
$6.63M 0.01%
423,714
+13,503
+3% +$210K
EWM icon
1470
iShares MSCI Malaysia ETF
EWM
$305M
$6.62M 0.01%
110,047
-9,806
-8% -$596K
WSM icon
1471
Williams-Sonoma
WSM
$26.7B
$6.62M 0.01%
235,558
+33,474
+17% +$970K
XLG icon
1472
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$6.6M 0.01%
563,550
-191,190
-25% -$2.26M
HP icon
1473
Helmerich & Payne
HP
$3.53B
$6.6M 0.01%
95,760
+42,005
+78% +$2.77M
MKC icon
1474
McCormick & Company Non-Voting
MKC
$13.4B
$6.6M 0.01%
204,070
+41,910
+26% +$1.47M
SEIC icon
1475
SEI Investments
SEIC
$11.9B
$6.56M 0.01%
212,379
-32,366
-13% -$997K
57 58
59
60 61

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.