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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
1426
Expeditors International
EXPD
$22.9B
$6.9M 0.01%
156,552
+1,919
+1% +$79.6K
FRC
1427
DELISTED
First Republic Bank
FRC
$6.9M 0.01%
147,891
-29,176
-16% -$1.28M
A icon
1428
Agilent Technologies
A
$39.1B
$6.89M 0.01%
188,002
-34,130
-15% -$1.15M
QCOR
1429
DELISTED
QUESTCOR PHARMA INC
QCOR
$6.87M 0.01%
118,517
+40,029
+51% +$2.38M
TEF
1430
DELISTED
Telefonica
TEF
$6.86M 0.01%
604,021
-62,057
-9% -$641K
HPS
1431
John Hancock Preferred Income Fund III
HPS
$458M
$6.85M 0.01%
409,178
+87,554
+27% +$1.51M
XLP icon
1432
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6.84M 0.01%
171,900
+45,100
+36% +$1.84M
ETP
1433
PUT
DELISTED
Energy Transfer Partners L.p.
ETP
$6.83M 0.01%
131,200
+87,400
+200% +$4.51M
AEE icon
1434
Ameren
AEE
$31.5B
$6.81M 0.01%
195,544
+48,611
+33% +$1.68M
GWR
1435
DELISTED
Genesee & Wyoming Inc.
GWR
$6.81M 0.01%
73,247
-5,611
-7% -$507K
CASS icon
1436
Cass Information Systems
CASS
$698M
$6.8M 0.01%
168,132
-1,538
-0.9% -$63.9K
PMT
1437
PennyMac Mortgage Investment
PMT
$849M
$6.79M 0.01%
299,518
+139,188
+87% +$3.04M
CFN
1438
DELISTED
CAREFUSION CORPORATION
CFN
$6.79M 0.01%
184,076
+100,369
+120% +$3.75M
CVX icon
1439
PUT
Chevron
CVX
$388B
$6.78M 0.01%
55,800
-13,900
-20% -$1.71M
JTD
1440
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$6.78M 0.01%
463,723
+58,377
+14% +$875K
CHD icon
1441
Church & Dwight Co
CHD
$23.1B
$6.78M 0.01%
225,736
-5,864
-3% -$180K
AFL icon
1442
CALL
Aflac
AFL
$63.9B
$6.77M 0.01%
218,400
-551,974
-72% -$16.6M
PBE icon
1443
Invesco Biotechnology & Genome ETF
PBE
$281M
$6.76M 0.01%
192,901
+2,755
+1% +$91.2K
GGN
1444
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$6.76M 0.01%
639,592
+21,341
+3% +$228K
KMF
1445
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$6.76M 0.01%
210,710
-12,401
-6% -$410K
DOOR
1446
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$6.76M 0.01%
+138,137
New +$6.88M
MPT
1447
Medical Properties Trust
MPT
$2.89B
$6.75M 0.01%
554,933
-66,434
-11% -$887K
WY icon
1448
CALL
Weyerhaeuser
WY
$17.3B
$6.74M 0.01%
235,500
-119,900
-34% -$3.39M
UMPQ
1449
DELISTED
Umpqua Holdings Corp
UMPQ
$6.73M 0.01%
414,731
+121,775
+42% +$2.01M
AEG icon
1450
Aegon
AEG
$13.5B
$6.72M 0.01%
1,338,366
+46,781
+4% +$239K
56 57
58
59 60

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.