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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSL icon
1376
Sasol
SSL
$7.58B
$7.3M 0.01%
152,770
-53,543
-26% -$2.49M
RWK icon
1377
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$7.29M 0.01%
176,004
-606
-0.3% -$24.5K
BXP icon
1378
Boston Properties
BXP
$11B
$7.28M 0.01%
68,077
-26,991
-28% -$2.86M
AUY
1379
DELISTED
Yamana Gold, Inc.
AUY
$7.27M 0.01%
698,618
-63,062
-8% -$665K
IXP icon
1380
iShares Global Comm Services ETF
IXP
$515M
$7.26M 0.01%
113,172
+3,339
+3% +$206K
CHTR icon
1381
Charter Communications
CHTR
$14.7B
$7.25M 0.01%
53,833
+6,671
+14% +$847K
KO icon
1382
CALL
Coca-Cola
KO
$354B
$7.25M 0.01%
191,400
+70,000
+58% +$2.77M
HILO
1383
DELISTED
Columbia EM Quality Dividend ETF
HILO
$7.24M 0.01%
407,023
+24,149
+6% +$438K
BHK icon
1384
BlackRock Core Bond Trust
BHK
$642M
$7.23M 0.01%
556,012
+76,774
+16% +$976K
TMUS icon
1385
T-Mobile US
TMUS
$193B
$7.22M 0.01%
277,952
+112,568
+68% +$2.75M
TNL icon
1386
CALL
Travel + Leisure Co
TNL
$4.54B
$7.21M 0.01%
262,035
-47,401
-15% -$1.3M
PBCT
1387
DELISTED
People's United Financial Inc
PBCT
$7.21M 0.01%
501,349
+72,637
+17% +$1.08M
LBTYK icon
1388
Liberty Global Class C
LBTYK
$3.27B
$7.21M 0.01%
236,166
+143
+0.1% +$4.3K
DCI icon
1389
Donaldson
DCI
$10.8B
$7.2M 0.01%
188,856
-80,368
-30% -$2.97M
CIEN icon
1390
CALL
Ciena
CIEN
$55.3B
$7.19M 0.01%
287,400
+1,500
+0.5% +$33.8K
SNA icon
1391
Snap-on
SNA
$20.9B
$7.19M 0.01%
72,221
+9,096
+14% +$873K
TMUS icon
1392
PUT
T-Mobile US
TMUS
$193B
$7.18M 0.01%
276,600
+225,600
+442% +$5.51M
SIAL
1393
DELISTED
SIGMA - ALDRICH CORP
SIAL
$7.18M 0.01%
84,216
+14,262
+20% +$1.2M
PAAS icon
1394
Pan American Silver
PAAS
$18.6B
$7.18M 0.01%
680,384
+455,144
+202% +$5.54M
FMER
1395
DELISTED
FIRSTMERIT CORP
FMER
$7.18M 0.01%
330,450
-53,390
-14% -$1.16M
PZA icon
1396
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$7.17M 0.01%
311,075
-132,951
-30% -$3.06M
RWR icon
1397
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$7.17M 0.01%
98,349
-17,597
-15% -$1.32M
CSD icon
1398
Invesco S&P Spin-Off ETF
CSD
$225M
$7.17M 0.01%
174,379
+122,981
+239% +$4.82M
EWI icon
1399
iShares MSCI Italy ETF
EWI
$911M
$7.16M 0.01%
253,544
-81,581
-24% -$2.16M
ASH icon
1400
Ashland
ASH
$3.04B
$7.16M 0.01%
158,210
-11,685
-7% -$504K
54 55
56
57 58

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.