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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQY icon
1351
BlackRock MuniYield Quality Fund
MQY
$807M
$7.52M 0.01%
536,624
+235,190
+78% +$3.27M
NFO
1352
DELISTED
Invesco Insider Sentiment ETF
NFO
$7.52M 0.01%
175,689
+23,960
+16% +$1.02M
LINE
1353
CALL
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$7.52M 0.01%
290,100
+248,700
+601% +$6.44M
MTCN
1354
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$7.49M 0.01%
348,713
-199,527
-36% -$4.21M
DELL
1355
CALL
DELISTED
DELL INC
DELL
$7.49M 0.01%
544,500
-2,180,100
-80% -$29.5M
FCRD
1356
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$7.49M 0.01%
479,549
+147,181
+44% +$2.29M
FSLR icon
1357
CALL
First Solar
FSLR
$21.8B
$7.48M 0.01%
186,000
+53,165
+40% +$2.25M
OLN icon
1358
Olin
OLN
$2.64B
$7.47M 0.01%
323,744
-13,286
-4% -$314K
MFC icon
1359
Manulife Financial
MFC
$72.6B
$7.46M 0.01%
450,641
-614,793
-58% -$10.5M
GMF icon
1360
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$419M
$7.46M 0.01%
99,295
-6,394
-6% -$473K
LVLT
1361
DELISTED
Level 3 Communications Inc
LVLT
$7.41M 0.01%
277,444
-11,455
-4% -$264K
NFJ
1362
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$7.4M 0.01%
439,398
+22,729
+5% +$391K
AGCO icon
1363
AGCO
AGCO
$8.78B
$7.4M 0.01%
122,440
-9,418
-7% -$533K
INCY icon
1364
Incyte
INCY
$23.5B
$7.4M 0.01%
193,900
+63,056
+48% +$1.86M
EOG icon
1365
PUT
EOG Resources
EOG
$78B
$7.38M 0.01%
87,200
+54,800
+169% +$4.25M
CY
1366
DELISTED
Cypress Semiconductor
CY
$7.37M 0.01%
788,774
-103,619
-12% -$1.21M
FXZ icon
1367
First Trust Materials AlphaDEX Fund
FXZ
$378M
$7.37M 0.01%
253,859
+20,630
+9% +$582K
OC icon
1368
Owens Corning
OC
$11.5B
$7.37M 0.01%
194,054
-6,678
-3% -$260K
BP icon
1369
PUT
BP
BP
$113B
$7.35M 0.01%
213,823
-381,924
-64% -$13.1M
UNH icon
1370
CALL
UnitedHealth
UNH
$382B
$7.35M 0.01%
102,600
+83,000
+423% +$5.94M
RFP
1371
DELISTED
Resolute Forest Products Inc.
RFP
$7.35M 0.01%
555,754
+76,786
+16% +$1.06M
FE icon
1372
FirstEnergy
FE
$28.9B
$7.33M 0.01%
201,181
-1,607
-0.8% -$60.4K
FDO
1373
DELISTED
FAMILY DOLLAR STORES
FDO
$7.33M 0.01%
101,752
-21,277
-17% -$1.49M
PRGO icon
1374
Perrigo
PRGO
$1.4B
$7.32M 0.01%
59,347
+7,169
+14% +$895K
NTRS icon
1375
Northern Trust
NTRS
$22.2B
$7.32M 0.01%
134,528
+61,805
+85% +$3.55M
53 54
55
56 57

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.