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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
1326
CALL
Kinder Morgan
KMI
$73.1B
$9.16M 0.01%
282,100
-581,700
-67% -$19.5M
SUNE
1327
DELISTED
SUNEDISON, INC COM
SUNE
$9.1M 0.01%
483,225
+13,840
+3% +$231K
FTI icon
1328
TechnipFMC
FTI
$30.6B
$9.09M 0.01%
233,750
+64,722
+38% +$2.45M
FCRD
1329
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.09M 0.01%
658,447
+73,023
+12% +$1.12M
FAB icon
1330
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$9.08M 0.01%
198,736
-9,033
-4% -$398K
TRNM
1331
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$9.07M 0.01%
268,710
+61,966
+30% +$2.04M
MFIN icon
1332
Medallion Financial
MFIN
$226M
$9.05M 0.01%
685,519
+334,643
+95% +$4.64M
MAS icon
1333
Masco
MAS
$16B
$9.03M 0.01%
462,565
+199,598
+76% +$3.94M
PBJ icon
1334
Invesco Food & Beverage ETF
PBJ
$109M
$9.03M 0.01%
328,061
+69,738
+27% +$1.83M
IAT icon
1335
iShares US Regional Banks ETF
IAT
$685M
$9.01M 0.01%
257,572
+1,709
+0.7% +$57.2K
HSBC.PRA
1336
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$9.01M 0.01%
353,903
+41,655
+13% +$1.04M
ACWI icon
1337
iShares MSCI ACWI ETF
ACWI
$32.6B
$9M 0.01%
154,809
-86,854
-36% -$4.93M
ROP icon
1338
Roper Technologies
ROP
$36.3B
$8.99M 0.01%
67,350
-10,960
-14% -$1.49M
BTU
1339
PUT
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$8.97M 0.01%
36,580
+13,387
+58% +$3.39M
B
1340
PUT
Barrick Mining
B
$62.2B
$8.93M 0.01%
501,000
-3,500
-0.7% -$67.7K
FNV icon
1341
Franco-Nevada
FNV
$41.4B
$8.92M 0.01%
194,409
+152,579
+365% +$7.32M
QEPM
1342
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
$8.92M 0.01%
381,341
+52,397
+16% +$1.21M
FRX
1343
CALL
DELISTED
FOREST LABORATORIES INC
FRX
$8.91M 0.01%
96,600
-94,900
-50% -$7.66M
ARRS
1344
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$8.9M 0.01%
315,960
+210,136
+199% +$5.73M
EQNR icon
1345
Equinor
EQNR
$95.9B
$8.9M 0.01%
315,447
-84,228
-21% -$2.17M
EFG icon
1346
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$8.86M 0.01%
124,880
-33,837
-21% -$2.37M
DBJP icon
1347
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$690M
$8.81M 0.01%
249,272
+136,751
+122% +$4.9M
FCT
1348
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$8.81M 0.01%
609,873
+63,294
+12% +$909K
CMO
1349
DELISTED
Capstead Mortgage Corp.
CMO
$8.81M 0.01%
695,867
+173,262
+33% +$2.19M
TSN icon
1350
Tyson Foods
TSN
$20.2B
$8.76M 0.01%
199,013
+66,914
+51% +$2.53M
52 53
54
55 56

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.