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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
1301
Manulife Financial
MFC
$72.6B
$9.3M 0.01%
471,250
+20,609
+5% +$377K
CLF icon
1302
Cleveland-Cliffs
CLF
$6.81B
$9.29M 0.01%
354,605
+55,847
+19% +$1.38M
IYE icon
1303
iShares US Energy ETF
IYE
$1.74B
$9.28M 0.01%
183,725
+991
+0.5% +$48.6K
GRPN icon
1304
Groupon
GRPN
$980M
$9.27M 0.01%
39,401
-1,939
-5% -$400K
TMUS icon
1305
T-Mobile US
TMUS
$193B
$9.27M 0.01%
275,504
-2,448
-0.9% -$67.1K
FAB icon
1306
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$9.24M 0.01%
207,769
+20,883
+11% +$891K
MKC icon
1307
McCormick & Company Non-Voting
MKC
$13.4B
$9.24M 0.01%
268,194
+64,124
+31% +$2.19M
ILCG icon
1308
iShares Morningstar Growth ETF
ILCG
$3.1B
$9.21M 0.01%
462,060
-13,175
-3% -$250K
LLY icon
1309
CALL
Eli Lilly
LLY
$1.07T
$9.21M 0.01%
180,500
-109,000
-38% -$5.46M
ATVI
1310
DELISTED
Activision Blizzard
ATVI
$9.21M 0.01%
516,275
+26,919
+6% +$463K
EL icon
1311
PUT
Estee Lauder
EL
$29B
$9.2M 0.01%
122,100
+64,200
+111% +$4.65M
PRLB icon
1312
Protolabs
PRLB
$1.86B
$9.2M 0.01%
129,203
+28,395
+28% +$2.2M
WMT icon
1313
CALL
Walmart Inc
WMT
$871B
$9.19M 0.01%
350,400
+80,700
+30% +$2.08M
NE
1314
DELISTED
Noble Corporation
NE
$9.19M 0.01%
280,493
+83,590
+42% +$2.77M
ANF icon
1315
Abercrombie & Fitch
ANF
$4.17B
$9.19M 0.01%
279,098
+61,824
+28% +$2.13M
PHO icon
1316
Invesco Water Resources ETF
PHO
$1.97B
$9.19M 0.01%
350,298
+22,211
+7% +$550K
ITB icon
1317
iShares US Home Construction ETF
ITB
$2.41B
$9.17M 0.01%
369,571
-30,278
-8% -$685K
CVY icon
1318
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$9.16M 0.01%
369,726
-29,588
-7% -$725K
QIHU
1319
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$9.15M 0.01%
111,549
+34,086
+44% +$2.85M
UMC icon
1320
United Microelectronic
UMC
$48.9B
$9.15M 0.01%
4,484,856
-956,682
-18% -$1.94M
FMER
1321
DELISTED
FIRSTMERIT CORP
FMER
$9.15M 0.01%
411,472
+81,022
+25% +$1.82M
TMO icon
1322
PUT
Thermo Fisher Scientific
TMO
$211B
$9.12M 0.01%
81,900
+80,800
+7,345% +$8.03M
E icon
1323
ENI
E
$76B
$9.08M 0.01%
187,237
+18,594
+11% +$889K
JTD
1324
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$9.07M 0.01%
578,956
+115,233
+25% +$1.73M
OLN icon
1325
Olin
OLN
$2.64B
$9.05M 0.01%
313,869
-9,875
-3% -$245K
51 52
53
54 55

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.