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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
1251
iShares Morningstar Growth ETF
ILCG
$3.1B
$8.53M 0.01%
475,235
-9,825
-2% -$172K
PBI icon
1252
Pitney Bowes
PBI
$2.42B
$8.5M 0.01%
467,255
+356,366
+321% +$5.85M
ACWV icon
1253
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$8.49M 0.01%
137,342
-68,184
-33% -$4.19M
YOKU
1254
CALL
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$8.48M 0.01%
309,600
+11,400
+4% +$261K
HCA icon
1255
HCA Healthcare
HCA
$84.8B
$8.45M 0.01%
197,547
-93,226
-32% -$3.64M
CQP icon
1256
Cheniere Energy
CQP
$31.8B
$8.43M 0.01%
319,932
-120,741
-27% -$3.4M
ETV
1257
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$8.43M 0.01%
644,931
+13,742
+2% +$182K
VIAB
1258
CALL
DELISTED
Viacom Inc. Class B
VIAB
$8.4M 0.01%
100,500
-131,200
-57% -$10.2M
CIG icon
1259
CEMIG Preferred Shares
CIG
$6.09B
$8.38M 0.01%
2,488,550
+300,425
+14% +$1.02M
WIN
1260
DELISTED
Windstream Holdings Inc
WIN
$8.38M 0.01%
133,901
-26,421
-16% -$1.7M
MDY icon
1261
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$8.38M 0.01%
37,000
+3,900
+12% +$867K
ORCL icon
1262
PUT
Oracle
ORCL
$331B
$8.36M 0.01%
252,023
+36,423
+17% +$1.18M
TOL icon
1263
Toll Brothers
TOL
$14B
$8.36M 0.01%
257,642
-4,128
-2% -$133K
HIO
1264
Western Asset High Income Opportunity Fund
HIO
$335M
$8.35M 0.01%
1,397,920
+11,734
+0.8% +$68.5K
JPS
1265
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8.34M 0.01%
1,021,809
+232,520
+29% +$1.92M
MMM icon
1266
PUT
3M
MMM
$89B
$8.34M 0.01%
83,481
-56,929
-41% -$5.54M
VAW icon
1267
Vanguard Materials ETF
VAW
$3B
$8.33M 0.01%
87,509
+3,983
+5% +$368K
JCP
1268
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$8.33M 0.01%
945,600
+662,500
+234% +$9.45M
FTI icon
1269
TechnipFMC
FTI
$30.6B
$8.29M 0.01%
200,984
-5,468
-3% -$225K
MHK icon
1270
Mohawk Industries
MHK
$6.9B
$8.29M 0.01%
63,613
-16,861
-21% -$2.06M
GILD icon
1271
PUT
Gilead Sciences
GILD
$161B
$8.27M 0.01%
131,500
+105,800
+412% +$6.32M
SRCL
1272
DELISTED
Stericycle Inc
SRCL
$8.26M 0.01%
71,595
+11,576
+19% +$1.34M
NE
1273
CALL
DELISTED
Noble Corporation
NE
$8.25M 0.01%
249,850
-107,421
-30% -$3.65M
MYI icon
1274
BlackRock MuniYield Quality Fund III
MYI
$709M
$8.24M 0.01%
629,844
+256,980
+69% +$3.31M
IYR icon
1275
CALL
iShares US Real Estate ETF
IYR
$4.59B
$8.24M 0.01%
129,200
-81,700
-39% -$5.34M
49 50
51
52 53

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.