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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
101
Invesco QQQ Trust
QQQ
$460B
$200M 0.2%
2,531,491
+440,281
+21% +$33.5M
ABBV icon
102
AbbVie
ABBV
$454B
$199M 0.2%
4,454,149
+799,816
+22% +$35.5M
MDY icon
103
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$199M 0.2%
880,210
+65,165
+8% +$14.5M
DXJ icon
104
WisdomTree Japan Hedged Equity Fund
DXJ
$7.17B
$197M 0.2%
4,110,056
+2,013,691
+96% +$94.5M
XLE icon
105
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$195M 0.2%
4,705,580
+856,050
+22% +$35.3M
BKLN icon
106
Invesco Senior Loan ETF
BKLN
$7.09B
$195M 0.2%
7,902,965
+1,201,096
+18% +$29.8M
SNY icon
107
Sanofi
SNY
$104B
$195M 0.2%
3,841,963
+504,574
+15% +$25.7M
XLB icon
108
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$194M 0.2%
9,259,348
+1,275,662
+16% +$26.1M
FCX icon
109
Freeport-McMoran
FCX
$91.3B
$194M 0.2%
5,855,487
+879,925
+18% +$26.9M
HYG icon
110
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$192M 0.2%
2,101,642
-21,097
-1% -$1.93M
IWP icon
111
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$192M 0.2%
4,902,752
+2,818,634
+135% +$107M
IWD icon
112
iShares Russell 1000 Value ETF
IWD
$81.3B
$190M 0.19%
2,205,362
+151,502
+7% +$13.1M
HD icon
113
Home Depot
HD
$324B
$190M 0.19%
2,503,596
+3,203
+0.1% +$247K
ORCL icon
114
Oracle
ORCL
$346B
$189M 0.19%
5,707,691
+221,575
+4% +$7.19M
SDY icon
115
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$188M 0.19%
2,725,219
-32,633
-1% -$2.25M
VIG icon
116
Vanguard Dividend Appreciation ETF
VIG
$110B
$186M 0.19%
2,672,719
+325,199
+14% +$22.5M
VTV icon
117
Vanguard Value ETF
VTV
$188B
$185M 0.19%
2,657,159
+199,175
+8% +$14M
OKS
118
DELISTED
Oneok Partners LP
OKS
$184M 0.19%
3,462,415
+205,477
+6% +$10.4M
APC
119
DELISTED
Anadarko Petroleum
APC
$183M 0.19%
1,965,092
+54,973
+3% +$5M
XLF icon
120
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$181M 0.19%
10,386,836
-615,329
-6% -$10.9M
VWO icon
121
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$180M 0.18%
4,484,220
+173,806
+4% +$6.88M
AMGN icon
122
Amgen
AMGN
$201B
$177M 0.18%
1,584,611
+318,459
+25% +$34.5M
UL icon
123
Unilever
UL
$130B
$176M 0.18%
4,051,863
+718,155
+22% +$32.6M
CVS icon
124
CVS Health
CVS
$136B
$174M 0.18%
3,069,607
+426,700
+16% +$25.4M
XLI icon
125
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$174M 0.18%
3,752,084
-9,303
-0.2% -$421K
3 4
5
6 7

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.