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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLX icon
1176
Sixth Street Specialty
TSLX
$1.81B
$14.2M 0.01%
885,586
+98,109
+12% +$1.83M
ENOV icon
1177
Enovis
ENOV
$1.41B
$14.1M 0.01%
144,076
-84,256
-37% -$9.46M
EPP icon
1178
iShares MSCI Pacific ex Japan ETF
EPP
$2.25B
$14.1M 0.01%
306,385
-20,056
-6% -$1M
ANR
1179
DELISTED
Alpha Natural Resources Inc
ANR
$14.1M 0.01%
5,688,517
+462,971
+9% +$1.6M
ATVI
1180
DELISTED
Activision Blizzard
ATVI
$14.1M 0.01%
676,756
+81,313
+14% +$1.85M
HTD
1181
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$902M
$14M 0.01%
681,494
+72,362
+12% +$1.5M
MNDT
1182
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
$14M 0.01%
459,100
+458,100
+45,810% +$15.2M
VXUS icon
1183
Vanguard Total International Stock ETF
VXUS
$164B
$14M 0.01%
274,590
+9,219
+3% +$494K
OXSQ icon
1184
Oxford Square Capital
OXSQ
$160M
$14M 0.01%
1,585,110
-191,223
-11% -$1.84M
BBEP
1185
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$14M 0.01%
687,995
+76,888
+13% +$1.69M
BGB
1186
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$14M 0.01%
831,610
+30,596
+4% +$527K
EWJ icon
1187
CALL
iShares MSCI Japan ETF
EWJ
$23.2B
$13.9M 0.01%
295,575
-34,200
-10% -$1.63M
KMF
1188
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$13.9M 0.01%
346,741
+57,099
+20% +$2.32M
CNC icon
1189
Centene
CNC
$33B
$13.9M 0.01%
672,084
+276,848
+70% +$5.34M
GGME icon
1190
Invesco Next Gen Media and Gaming ETF
GGME
$46.7M
$13.9M 0.01%
561,376
+51,879
+10% +$1.31M
PGX icon
1191
Invesco Preferred ETF
PGX
$3.77B
$13.9M 0.01%
958,853
+3,555
+0.4% +$51.6K
PEG icon
1192
Public Service Enterprise Group
PEG
$37.8B
$13.8M 0.01%
370,926
+33,534
+10% +$1.24M
MR
1193
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$13.8M 0.01%
456,671
+330,007
+261% +$10.2M
CTRA
1194
DELISTED
Coterra Energy
CTRA
$13.8M 0.01%
420,941
-319,413
-43% -$10.7M
HRL icon
1195
Hormel Foods
HRL
$13.5B
$13.7M 0.01%
535,120
+31,182
+6% +$761K
UNP icon
1196
PUT
Union Pacific
UNP
$176B
$13.7M 0.01%
126,700
+49,700
+65% +$5.15M
INTU icon
1197
CALL
Intuit
INTU
$92.4B
$13.7M 0.01%
156,500
+153,200
+4,642% +$12.7M
LPL icon
1198
LG Display
LPL
$3.4B
$13.7M 0.01%
869,561
-2,949
-0.3% -$48.5K
DATA
1199
DELISTED
Tableau Software, Inc.
DATA
$13.7M 0.01%
188,321
-31,176
-14% -$2.04M
L icon
1200
Loews
L
$23B
$13.7M 0.01%
327,974
+67,069
+26% +$2.89M
46 47
48
49 50

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.