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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
1151
Intuitive Surgical
ISRG
$121B
$9.74M 0.01%
232,983
-5,814
-2% -$257K
M icon
1152
Macy's
M
$6.15B
$9.73M 0.01%
224,959
+82,292
+58% +$3.84M
IOO icon
1153
iShares Global 100 ETF
IOO
$8.56B
$9.73M 0.01%
270,600
+22,612
+9% +$801K
SODA
1154
DELISTED
SodaStream International Ltd
SODA
$9.73M 0.01%
156,064
+3,287
+2% +$209K
CEQP
1155
DELISTED
Crestwood Equity Partners LP
CEQP
$9.72M 0.01%
70,574
-53,614
-43% -$7.85M
RHT
1156
PUT
DELISTED
Red Hat Inc
RHT
$9.71M 0.01%
210,500
+171,900
+445% +$8.72M
A icon
1157
CALL
Agilent Technologies
A
$39.1B
$9.69M 0.01%
264,362
+49,070
+23% +$1.65M
BHP icon
1158
CALL
BHP
BHP
$213B
$9.66M 0.01%
171,840
-49,908
-23% -$2.71M
WBA
1159
PUT
DELISTED
Walgreens Boots Alliance
WBA
$9.66M 0.01%
179,600
-143,700
-44% -$7.22M
JEF icon
1160
Jefferies Financial Group
JEF
$12.9B
$9.64M 0.01%
395,213
+86,967
+28% +$2.08M
AOL
1161
CALL
DELISTED
AOL INC COMMON STOCK
AOL
$9.63M 0.01%
278,500
+105,200
+61% +$3.74M
SE
1162
CALL
DELISTED
Spectra Energy Corp Wi
SE
$9.6M 0.01%
280,500
+255,300
+1,013% +$8.82M
SCZ icon
1163
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$9.58M 0.01%
197,572
+23,084
+13% +$1.06M
PNRA
1164
CALL
DELISTED
Panera Bread Co
PNRA
$9.57M 0.01%
60,400
+59,700
+8,529% +$10.4M
OXSQ icon
1165
Oxford Square Capital
OXSQ
$151M
$9.55M 0.01%
980,755
+21,788
+2% +$214K
GWW icon
1166
CALL
W.W. Grainger
GWW
$65.3B
$9.53M 0.01%
36,400
+31,600
+658% +$8.22M
HD icon
1167
PUT
Home Depot
HD
$332B
$9.48M 0.01%
125,000
+14,100
+13% +$1.09M
CVY icon
1168
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$9.47M 0.01%
399,314
-27,731
-6% -$659K
MGM icon
1169
PUT
MGM Resorts International
MGM
$11.7B
$9.45M 0.01%
462,100
-111,100
-19% -$1.93M
MPLX icon
1170
MPLX
MPLX
$59.5B
$9.44M 0.01%
259,111
-89,675
-26% -$3.24M
MGA icon
1171
Magna International
MGA
$17.9B
$9.43M 0.01%
228,466
-15,622
-6% -$612K
CCK icon
1172
Crown Holdings
CCK
$12.8B
$9.43M 0.01%
222,991
-10,130
-4% -$443K
CTF
1173
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$9.42M 0.01%
546,934
+87,838
+19% +$1.6M
CTSH icon
1174
CALL
Cognizant
CTSH
$21.5B
$9.42M 0.01%
229,400
+174,600
+319% +$6.48M
BIIB icon
1175
CALL
Biogen
BIIB
$29.9B
$9.41M 0.01%
39,100
-700
-2% -$157K
45 46
47
48 49

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.