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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLEN
11401
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$0 ﹤0.01%
10,218
– –
LLEN
11402
PUT
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
– –
-400
Closed -$1K
FCGL
11403
CALL
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
– –
-500
Closed -$17K
QGENF
11404
PUT
DELISTED
QIAGEN NV
QGENF
– –
-200
Closed -$5K
STMP
11405
DELISTED
Stamps.com, Inc.
STMP
$0 ﹤0.01%
12
-112
-90% -$4.21K
DOC
11406
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-1,100
Closed -$14K
WOOF
11407
PUT
DELISTED
VCA Inc.
WOOF
– –
-200
Closed -$6K
OIL
11408
PUT
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-300
Closed -$7K
CIT
11409
PUT
DELISTED
CIT Group Inc.
CIT
– –
-100
Closed -$5K
PME
11410
DELISTED
Pingtan Marine Enterprise Ltd.
PME
– –
-1,926
Closed -$6K
PRMW
11411
CALL
DELISTED
Primo Water Corporation
PRMW
– –
-6,500
Closed -$17K
DGIT
11412
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
– –
-4,772
Closed -$61K
DGIT
11413
PUT
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
– –
-1,200
Closed -$15K
VIFL
11414
DELISTED
FOOD TECHNOLOGY SERVICE, INC
VIFL
– –
-6,479
Closed -$46K
SWFT
11415
PUT
DELISTED
Swift Transportation Company
SWFT
– –
-4,500
Closed -$100K
GMAN
11416
DELISTED
Gordmans Stores, Inc.
GMAN
$0 ﹤0.01%
64
-383
-86% -$2.6K
AND
11417
DELISTED
Global X FTSE Andean 40 ETF
AND
– –
-775
Closed -$9K
PFA
11418
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
– –
-1,600
Closed -$32K
CERE
11419
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
– –
-8,113
Closed -$90K
CHEV
11420
DELISTED
CHEVIOT FINL CORP
CHEV
– –
-424
Closed -$4K
MTSL
11421
DELISTED
MER TELEMANAGEMENT SOLUTNS LTD
MTSL
– –
-3,157
Closed -$8K
SPN
11422
CALL
DELISTED
Superior Energy Services, Inc.
SPN
– –
-70
Closed -$19K
LLEX
11423
DELISTED
LILIS ENERGY, INC COM STK
LLEX
– –
-1,333
Closed -$3K
IFO
11424
DELISTED
INFOSONICS CORPORATION
IFO
– –
-1,825
Closed -$3K
KEG
11425
CALL
DELISTED
KEY ENERGY SERVICES INC
KEG
– –
-500
Closed -$4K
454 455 456
457
458

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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.