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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGG
11376
CALL
DELISTED
CGG
CGG
– –
-3
Closed -$2K
CGG
11377
PUT
DELISTED
CGG
CGG
– –
-9
Closed -$5K
MTGE
11378
PUT
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-1,900
Closed -$33K
ZX
11379
DELISTED
China Zenix Auto Internatl Ltd
ZX
– –
-1,717
Closed -$4K
MSFG
11380
DELISTED
MainSource Financial Group Inc
MSFG
– –
-63
Closed -$1K
RTK
11381
CALL
DELISTED
Rentech, Inc.
RTK
– –
-14,300
Closed -$250K
JPW
11382
DELISTED
Nuveen Flexible Invstment Fd
JPW
– –
-1,314
Closed -$22K
WNR
11383
CALL
DELISTED
Western Refining Inc
WNR
– –
-1,100
Closed -$47K
WNR
11384
PUT
DELISTED
Western Refining Inc
WNR
– –
-71,500
Closed -$3.03M
AIRM
11385
CALL
DELISTED
Air Methods Corp
AIRM
– –
-400
Closed -$23K
AIRM
11386
PUT
DELISTED
Air Methods Corp
AIRM
– –
-700
Closed -$41K
NTT
11387
PUT
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-500
Closed -$14K
YZC
11388
PUT
DELISTED
Yanzhou Coal Mining
YZC
– –
-2,600
Closed -$24K
VNR
11389
CALL
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-200
Closed -$6K
FDML
11390
CALL
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-1,000
Closed -$20K
EDE
11391
CALL
DELISTED
Empire District Electric
EDE
– –
-100
Closed -$2K
DWTI
11392
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
– –
-1,147
Closed -$37K
MWW
11393
PUT
DELISTED
Monster Worldwide Inc
MWW
– –
-1,500
Closed -$11K
HTCH
11394
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-16,834
Closed -$59.4K
RRMS
11395
CALL
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
– –
-300
Closed -$12K
RRMS
11396
PUT
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
– –
-5,000
Closed -$194K
SPGH
11397
DELISTED
UBS E-TRACS S&P 500 GOLD HEDGED ETN
SPGH
– –
-470
Closed -$23K
SOCB
11398
DELISTED
SOUTHCOAST FINANCIAL CORP
SOCB
– –
-1,881
Closed -$11K
EEHB
11399
DELISTED
POWERSHARES S&P EMERGING MARKETS HIGH BETA PORTFOLIO
EEHB
– –
-1,492
Closed -$31K
LLEN
11400
CALL
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
– –
-2,100
Closed -$3K
454 455
456
457 458

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.