We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OILZ
11301
DELISTED
OIL CONTANGO ETN DUE 6/14/41
OILZ
– –
-188
Closed -$2K
CHC.WS
11302
DELISTED
CHINA HYDROELECTRIC CORP WARRANTS EXP 01/25/2014
CHC.WS
– –
-87,600
Closed -$1K
MCBI
11303
DELISTED
METROCORP BANCSHARES INC
MCBI
– –
-902
Closed -$14K
ALVR
11304
DELISTED
Alvarion Ltd
ALVR
– –
-5,688
Closed -$4K
ASIA
11305
CALL
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-71,000
Closed -$849K
TUC
11306
DELISTED
MAC-GRAY CORP
TUC
– –
-9,736
Closed -$207K
TRQ.RT
11307
DELISTED
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
– –
-1,169,038
Closed -$1.12M
INOC
11308
DELISTED
INNOTRAC CORP
INOC
– –
-2,873
Closed -$23K
LPS
11309
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-409,167
Closed -$15.3M
SNTS
11310
CALL
DELISTED
SANTARUS INC
SNTS
– –
-33,400
Closed -$1.07M
SNTS
11311
DELISTED
SANTARUS INC
SNTS
– –
-73,202
Closed -$2.34M
SNTS
11312
PUT
DELISTED
SANTARUS INC
SNTS
– –
-64,200
Closed -$2.05M
EIHI
11313
DELISTED
EASTERN INSURANCE HOLDINGS INC COM STK
EIHI
– –
-9,134
Closed -$224K
LTON
11314
DELISTED
LINKTONE LTD ADS
LTON
– –
-1,161
Closed -$1K
PNG
11315
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
– –
-1,430,031
Closed -$32.9M
STEL
11316
DELISTED
STELLARONE CORPORATION COM
STEL
– –
-169,107
Closed -$4.07M
BSCD
11317
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
– –
-182,447
Closed -$3.79M
BSJD
11318
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
– –
-7,332
Closed -$187K
OCZ
11319
CALL
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
– –
-34,700
Closed -$1K
OCZ
11320
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
– –
-98,605
Closed -$3K
SCR
11321
DELISTED
SIMCERE PHARMACEUTICAL GROUP, ADS
SCR
– –
-2,248
Closed -$22K
VSBN
11322
DELISTED
VSB BANCORP INC (NY)
VSBN
– –
-2,243
Closed -$25K
HDY
11323
CALL
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-300
Closed -$1K
HDY
11324
PUT
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-6,900
Closed -$28K
VRNG.WS
11325
DELISTED
VRINGO, INC WTS
VRNG.WS
– –
-204
Closed –
451 452
453
454 455

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.