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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYTR
11301
DELISTED
CytRx Corp
CYTR
$0 ﹤0.01%
2
-690
-100% -$12.6K
GMMB
11302
DELISTED
Columbia Intermediate Municipal Bond ETF
GMMB
– –
-711
Closed -$36K
MRGE
11303
CALL
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-1,800
Closed -$5K
MRGE
11304
PUT
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-700
Closed -$2K
GUR
11305
CALL
DELISTED
SPDR S&P Emerging Europe ETF
GUR
– –
-100
Closed -$4K
CYE
11306
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
– –
-17,335
Closed -$127K
IIP
11307
PUT
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-100
Closed -$1K
PDLI
11308
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-4,800
Closed -$38K
AQQ
11309
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
– –
-1,104
Closed -$2K
EBIX
11310
PUT
DELISTED
Ebix Inc
EBIX
– –
-28,400
Closed -$282K
UBOH
11311
DELISTED
United Bancshares Inc/OH
UBOH
– –
-1,354
Closed -$17K
NTP
11312
DELISTED
Nam Tai Property Inc.
NTP
– –
-1,313
Closed -$9.93K
MTL
11313
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$0 ﹤0.01%
12
-76,169
-100% -$418K
MCF
11314
PUT
DELISTED
Contango Oil & Gas Co.
MCF
– –
-300
Closed -$11K
CMO
11315
CALL
DELISTED
Capstead Mortgage Corp.
CMO
– –
-12,500
Closed -$147K
CBB
11316
PUT
DELISTED
Cincinnati Bell Inc.
CBB
– –
-260
Closed -$4K
CKH
11317
CALL
DELISTED
Seacor Holdings Inc.
CKH
– –
-103
Closed -$9K
CEO
11318
PUT
DELISTED
CNOOC Limited
CEO
– –
-100
Closed -$20K
NCB
11319
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-81
Closed -$1K
CHU
11320
CALL
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-2,000
Closed -$31K
UN
11321
CALL
DELISTED
Unilever NV New York Registry Shares
UN
– –
-170,200
Closed -$6.42M
JPNL
11322
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
– –
-392
Closed -$20K
VRML
11323
DELISTED
Vermillion, Inc.
VRML
– –
-23,526
Closed -$57.7K
VRML
11324
PUT
DELISTED
Vermillion, Inc.
VRML
– –
-54,000
Closed -$139K
BVSN
11325
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
6
-8
-57% -$79
451 452
453
454 455

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.