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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIFE
11276
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-600
Closed -$45K
LIFE
11277
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-200,762
Closed -$15.2M
LIFE
11278
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-8,900
Closed -$675K
HPOL
11279
DELISTED
HARRIS INTERACTIVE INC
HPOL
– –
-24,509
Closed -$49K
FLOW
11280
DELISTED
FLOW INTL CORP
FLOW
– –
-8,926
Closed -$36K
DRCO
11281
DELISTED
DYNAMICS RESEARCH CORP
DRCO
– –
-555
Closed -$6K
CGX
11282
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
– –
-35,516
Closed -$2.4M
VCBI
11283
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
– –
-300,822
Closed -$5.11M
ATX
11284
DELISTED
COSTA INC CL A
ATX
– –
-237
Closed -$5K
NETC
11285
DELISTED
NET SERVICOS DE COMUNICACAO S A NEW
NETC
– –
-1,690
Closed -$16K
HTSI
11286
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-6,010
Closed -$297K
DM
11287
DELISTED
DOLAN COMPANY COMMON STOCK
DM
– –
-57
Closed –
HMA
11288
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-250,200
Closed -$3.28M
HMA
11289
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-104,521
Closed -$1.37M
HMA
11290
PUT
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-251,900
Closed -$3.3M
NGZ
11291
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
– –
-3,775
Closed -$58K
VPHM
11292
CALL
DELISTED
VIROPHARMA INC
VPHM
– –
-13,600
Closed -$678K
VPHM
11293
DELISTED
VIROPHARMA INC
VPHM
– –
-20,136
Closed -$1M
VPHM
11294
PUT
DELISTED
VIROPHARMA INC
VPHM
– –
-440,800
Closed -$22M
ETUA
11295
DELISTED
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
– –
-35,112
Closed -$412K
MSXX
11296
DELISTED
PUREFUNDS ISE MINING SERVICE ETF
MSXX
– –
-524
Closed -$8K
CXM
11297
DELISTED
CARDIUM THERAPEUTICS INC NEW
CXM
– –
-400
Closed –
GEMS
11298
DELISTED
PUREFUNDS ISE DIAMOND/GEMSTONE ETF
GEMS
– –
-15
Closed –
SLTM
11299
DELISTED
SOLTA MED INC (DE)
SLTM
– –
-45,285
Closed -$133K
GASZ
11300
DELISTED
NATURAL GAS CONTANGO ETN DUE 6/14/2041
GASZ
– –
-1,443
Closed -$39K
450 451
452
453 454

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.